THESIS FUND MANAGEMENT, LLC
CRD #152420 SEC #801-70872 NEW YORK, NY 888-467-2300
SEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
Employees
1
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUHRKE, ANGELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUHRKE, ANGELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUHRKE, ANGELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUHRKE, ANGELA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLE, BRIAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLE, BRIAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANRATTY, MARK, GERALD | I | PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CHIEF COMPLIANCE OFFICER, CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | CEO, PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| SWIFT, RICHARD, JOSEPH | I | PRINCIPAL | NA | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| THESIS CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
| ROSEMAN, STEPHEN, FORRESTER | I | THESIS CAPITAL GROUP, LLC | F | Control |
Registrations
Federal
IA
Jul 9, 2012 REGISTERED
Address
420 LEXINGTON AVENUE30TH FLOOR
NEW YORK, NY 10170
United States
Phone: 888-467-2300