OPTIMAL PORTFOLIO, LLC
CRD #152462 SEC #801-122503 PRINCETON, NJ 609-799-3040
SEC Registered
Total AUM
$114.3M
Discretionary
$114.3M
Employees
1
Clients
26
Accounts
203
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OEN, YU | I | PRESIDENT AND CCO | E | Control |
| OEN, YU, K | I | PRESIDENT AND CCO | E | Control |
| OEN, YU, K | I | PRESIDENT AND CCO | E | Control |
| OEN, YU, K | I | PRESIDENT AND CCO | E | Control |
| OEN, YU, K | I | PRESIDENT AND CCO | E | Control |
| OEN, YU, K | I | PRESIDENT AND CCO | E | Control |
Registrations
Federal
IA
Jan 26, 2022 REGISTERED
Notice Filings (2)
MA NJ
Address
707 STATE ROADSUITE 106
PRINCETON, NJ 08540
United States
Phone: 609-799-3040