CAZENOVIA CREEK INVESTMENT MANAGEMENT, LLC
CRD #152536 SEC #801-71079 CHARLOTTE, NC 914.364.2659
SEC Registered Private Funds
Total AUM
$152.8M
Discretionary
$152.8M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIBBY, JASON, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIBBY, JASON, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIBBY, JASON, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LIBBY, JASON, BERNARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CAZENOVIA CREEK INVESTMENT MANAGEMENT LLC | DE | MEMBER | E | Control |
| GREEN, WILLIAM, COLLINS | I | MEMBER | D | Control |
| GREEN, WILLIAM, COLLINS | I | MEMBER | D | Control |
| GREEN, WILLIAM, COLLINS | I | MEMBER | D | Control |
| GREEN, WILLIAM, COLLINS | I | CHIEF INVESTMENT OFFICER | D | Control |
| GREEN, WILLIAM, COLLINS | I | CHIEF INVESTMENT OFFICER | D | Control |
| GREEN, WILLIAM, COLLINS | I | CHIEF INVESTMENT OFFICER | D | Control |
| GREEN, WILLIAM, COLLINS | I | CHIEF INVESTMENT OFFICER | D | Control |
| GREEN, WILLIAM, COLLINS | I | CHIEF INVESTMENT OFFICER | D | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COHANE, WILLIAM, JOHN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CHUNIAS, STEPHEN | I | CHIEF FINANCIAL OFFICER | A | |
| CHUNIAS, STEPHEN | I | CHIEF FINANCIAL OFFICER | A | |
| CHUNIAS, STEPHEN | I | CHIEF FINANCIAL OFFICER | A | |
| CHUNIAS, STEPHEN | I | CHIEF FINANCIAL OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GREEN, WILLIAM, COLLINS | I | CAZENOVIA CREEK INVESTMENT MANAGEMENT LLC | D | Control |
| COHANE, WILLIAM, JOHN | I | CAZENOVIA CREEK INVESTMENT MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Mar 17, 2016 REGISTERED
Notice Filings (1)
NC
Address
5960 FAIRVIEW ROADSUITE 325
CHARLOTTE, NC 28210
United States
Phone: 914.364.2659