RIA Intelligence

INDEX MANAGEMENT SOLUTIONS, LLC

CRD #152541 SEC #801-70930 PHILADELPHIA, PA 215-575-0440
SEC Registered
Total AUM
$23.5M
Discretionary
$17.6M
Employees
3
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 3, 2015
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FEINBERG, KRISTIE, MARIEITREASURERNA Control
GABINET, ARTHUR, SANFORDICHIEF LEGAL OFFICERNA Control
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
GOMPERS, MICHAEL, JOSEPHICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA
KRISKO, DENISE, MARIEICIONA
KRISKO, DENISE, MARIEICIONA
KRISKO, DENISE, MARIEICIONA
KRISKO, DENISE, MARIEICIONA
PFEFFER, DAVID, MATTHEWIDIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
PICCIOTTO, MARY, ANNICHIEF COMPLIANCE OFFICERNA Control
STEINMETZ, ARTHUR, PHILIPIPRESIDENT AND DIRECTORNA Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control
VTL ASSOCIATES, LLCDEPARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCE Control
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCE Control
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCE Control
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCE Control
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCE Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDEMASSMUTUAL HOLDING, LLCE Control
MASSMUTUAL HOLDING LLCDEMM ASSET MANAGEMENT HOLDING LLCE Control
MM ASSET MANAGEMENT HOLDING LLCDEOPPENHEIMER ACQUISITION CORP.E Control
OPPENHEIMER ACQUISITION CORPORATIONDEOPPENHEIMERFUNDS, INC.E Control
OPPENHEIMERFUNDS, INC.DEVTL ASSOCIATES, LLCE Control
LOWRY, VINCENT, THOMASIVTL ASSOCIATES, LLCD Control

Registrations

Federal

IA
Dec 3, 2015 REGISTERED

Address

2005 MARKET STREET
SUITE 2020
PHILADELPHIA, PA 19103
United States
Phone: 215-575-0440