EMPIRICAL FINANCIAL SERVICES, LLC
Legal name: EMPIRICAL WEALTH MANAGEMENT
CRD #152622 SEC #801-72168 SEATTLE, WA 206-923-3474
SEC Registered Private Funds
Total AUM
$6.7B
Discretionary
$6.7B
Employees
94
Clients
--
Accounts
8,402
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 14
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER & MEMBER | NA | Control |
| BULLER, JUSTIN, WYATT | I | CHIEF COMPLIANCE OFFICER & MEMBER | NA | Control |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONTRERAS, SHANNON, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | NA | |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARNSWORTH, LINDSAY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| HOLDERMAN, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| JONES, JAMES, ALLEN | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Jones, James, Allen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| Jones, James, Allen | I | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LEHR, ERIK, JAMES | I | CHIEF INVESTMENT OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| LIU, SIMON, JOSHUA | I | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF OPERATIONS OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF BUSINESS DEVELOPMENT OFFICER & MEMBER | NA | Control |
| MERCADO, JOSEPH HOMER, CARLOS | I | CHIEF BUSINESS DEVELOPMENT OFFICER & MEMBER | NA | Control |
| Mercado, Joseph Homer, Carlos | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mercado, Joseph Homer, Carlos | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mercado, Joseph Homer, Carlos | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mercado, Joseph Homer, Carlos | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mercado, Joseph Homer, Carlos | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | NA | |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | NA | |
| PARK, HWA, CHONG | I | CHIEF OPERATIONS OFFICER | NA | |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | NA | |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIPPLE, JULIA, BALITSKY | I | CHIEF COMPLIANCE OFFICER | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATIONS OFFICER | NA | |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF OF STAFF | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF STRATEGY OFFICER & MEMBER | NA | Control |
| WHITE, JAIME, CHELAN CHRISTINA | I | CHIEF STRATEGY OFFICER & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| ZUBAIR, SHAN | I | FINANCIAL ADVISOR & MEMBER | NA | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | MANAGING MEMBER | E | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| SMITH, KENNETH, ROBERT | I | CHIEF EXECUTIVE OFFICER & MEMBER | D | Control |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | MEMBER | B | |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| BROGA, ETHAN, ANDREW | I | DIRECTOR OF FINANCIAL PLANNING & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | B | Control |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| MONTEITH, JACK, DONALD | I | PRESIDENT | B | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | CHIEF OPERATING OFFICER | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| BROGA, ETHAN, ANDREW | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | PRINCIPAL | A | |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| ENQUIST, LORNE, DAVID | I | CHIEF FINANCIAL OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | CHIEF INVESTMENT OFFICER & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| KELLY, MICHAEL, PATRICK | I | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | CHIEF OPERATING OFFICER & MEMBER | A | Control |
| PARK, HWA, CHONG | I | MEMBER | A | Control |
| PARK, HWA, CHONG | I | MEMBER | A | Control |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A | |
| VAN SANT, MICHAEL, SCOTT | I | PRINCIPAL | A |
Registrations
Federal
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Dec 8, 2025 REGISTERED
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