CLIENTFIRST FINANCIAL STRATEGIES, INC.
CRD #152628 SEC #801-71080 DAYTON, OH (937) 293-5500
SEC Registered
Total AUM
$176.4M
Discretionary
$174M
Employees
4
Clients
1
Accounts
509
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
| KATZ, STANLEY, JAMES | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 16, 2015 REGISTERED
Notice Filings (6)
FL IL NY OH SC TN
Address
3033 KETTERING BLVD.SUITE 326
DAYTON, OH 45439
United States
Phone: (937) 293-5500