PRINCIPIA WEALTH ADVISORY, LLC
CRD #152678 SEC #801-127042 DALLAS, TX 214-775-0899
SEC Registered
Total AUM
$190M
Discretionary
$190M
Employees
5
Clients
51
Accounts
736
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WINNINGHAM, ANDREW, W | I | PARTNER AND LEAD ADVISOR | NA | |
| WINNINGHAM, ANDREW, W | I | PARTNER AND LEAD ADVISOR | NA | |
| WINNINGHAM, ANDREW, W | I | PARTNER AND LEAD ADVISOR | NA | |
| PLAUTZ, AARON, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLAUTZ, AARON, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLAUTZ, AARON, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLAUTZ, AARON, JOSEPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
NE TX
Address
13355 NOEL RD. STE 1100DALLAS, TX 75240
United States
Phone: 214-775-0899