O'CONNOR CAPITAL ADVISORY, LLC
CRD #152687 SEC #801-121777 SCOTTSDALE, AZ 480-729-6260
SEC Registered
Total AUM
$121.9M
Discretionary
$121.9M
Employees
2
Clients
1
Accounts
179
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 16, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| OCONNOR, JAMES, HARVEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 16, 2021 REGISTERED
Notice Filings (2)
AZ CA
Address
5635 N SCOTTSDALE RDSTE 170
SCOTTSDALE, AZ 85250
United States
Phone: 480-729-6260