QS INVESTORS, LLC
CRD #152688 SEC #801-70974 NEW YORK, NY 212-886-9200
SEC Registered Private Funds
Total AUM
$19.2B
Discretionary
$14.7B
Employees
68
Clients
--
Accounts
672
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 25, 2021
- Branch Offices
- 1
- LEI
- XYXE20K9DEB40ZT62J94
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESAI, SONAL | I | DIRECTOR | NA | Control |
| DESAI, SONAL | I | DIRECTOR | NA | Control |
| DOVER, STEPHEN, HAROLD | I | DIRECTOR | NA | Control |
| DOVER, STEPHEN, HAROLD | I | DIRECTOR | NA | Control |
| DUCKER, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EAKES, BRIAN, MATTHEW | I | DIRECTOR | NA | |
| EAKES, BRIAN, MATTHEW | I | DIRECTOR | NA | |
| EAKES, BRIAN, MATTHEW | I | DIRECTOR | NA | |
| EAKES, BRIAN, MATTHEW | I | DIRECTOR | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| GOLES, TOMISLAV | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HOLMAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| HOOPS, THOMAS, KARL | I | DIRECTOR | NA | Control |
| JOYCE, SHANNON, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | DIRECTOR | NA | Control |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MACEDO, ROSEMARY | I | CHIEF INVESTMENT OFFICER | NA | |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR, PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR, PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR, PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR, PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR, PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| PERKS, EDWARD, DOUGLAS | I | DIRECTOR | NA | Control |
| PERKS, EDWARD, DOUGLAS | I | DIRECTOR | NA | Control |
| PERKS, EDWARD, DOUGLAS | I | DIRECTOR | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PETRYK, ADAM, JAY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PLAFKER, JED, ANDREW | I | DIRECTOR | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHANEYFELT, GWEN, LOUISE | I | DIRECTOR | NA | Control |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VEISSID, MARCO, JOSEPH | I | HEAD OF CLIENT SERVICE, CLIENT DEVELOPMENT, AND MARKETING | NA | |
| VENNER, EDWARD, STEPHEN | I | DIRECTOR | NA | |
| VENNER, EDWARD, STEPHEN | I | DIRECTOR | NA | |
| VENNER, EDWARD, STEPHEN | I | DIRECTOR | NA | |
| VENNER, EDWARD, STEPHEN | I | DIRECTOR | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | HEAD OF PORTFOLIO IMPLEMENTATION | NA | |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| WILLIAMS, VANESSA, ANN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WILLIAMS, VANESSA, ANN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WILLIAMS, VANESSA, ANN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| QS INVESTORS HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEUTSCHE BANK AMERICAS HOLDING CORPORATION | DE | DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. | E | Control |
| DEUTSCHE BANK AMERICAS HOLDING CORPORATION | DE | DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. | E | Control |
| FRANKLIN, RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN, RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN, RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN, RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| LEGG MASON, INC. | DE | QS INVESTORS HOLDINGS, LLC | E | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | D | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | D | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | D | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
| CAMPAGNA, JANET, CAROL | I | QS INVESTORS HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Jun 25, 2021 REGISTERED
Notice Filings (3)
MA NY TX
Address
880 THIRD AVENUE7TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-886-9200