MARKS THERIOT WALSTON & COMPANY, INC.
CRD #152694 SEC #801-71070 LOS ANGELES, CA 213-221-7604
SEC Registered
Total AUM
$74.1M
Discretionary
$72.9M
Employees
1
Clients
--
Accounts
87
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| ESTATE OF CHRISTOPHER E. MARKS | DE | OWNER | C | |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MARKS, CHRISTOPHER, EVAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER, CFO | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER, CFO | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER, CFO | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER, CFO | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| THERIOT, TEDDY, JAMES | I | TREASURER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
| WALSTON, JACK, HANLEY | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Oct 11, 2012 REGISTERED
Notice Filings (8)
CA ID LA NH NV TX VA WA
Address
545 S. FIGUEROA STREETSUITE 1202
LOS ANGELES, CA 90071
United States
Phone: 213-221-7604