RIA Intelligence

HALIFAX INVESTMENT MANAGEMENT, L.L.C.

CRD #152789 SEC #801-71683 RALEIGH, NC 919-786-4420
SEC Registered Private Funds
Total AUM
$1.8B
Discretionary
$1.8B
Employees
16
Clients
--
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARD, DAVID, YOSSIIPARTNERNA Control
BARD, DAVID, YOSSIIPARTNERNA Control
BARD, DAVID, YOSSIIPARTNERNA Control
BARD, DAVID, YOSSIIPARTNERNA Control
Bard, David, YossiIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIPARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIMANAGING PARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIMANAGING PARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIMANAGING PARTNERNA Control
CATHCART, CHRISTOPHER, CHARLESIMANAGING PARTNERNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MIMANAGING DIRECTOR AND VPNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DOYLE, KENNETH, MISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTIMANAGING DIRECTOR AND CEONA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
DUPREE, DAVID, WRIGHTISR. PARTNERNA Control
HIGH, ARTHUR, THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HIGH, ARTHUR, THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HIGH, JR., A., THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HIGH, JR., A., THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HIGH, JR., A., THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HIGH, JR., A., THOMASICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
HILL, DOUGLAS, CHARLESIPARTNERNA Control
HILL, DOUGLAS, CHARLESISR. PARTNERNA Control
HILL, DOUGLAS, CHARLESISR. PARTNERNA Control
HILL, DOUGLAS, CHARLESISR. PARTNERNA Control
HILL, DOUGLAS, CHARLESISR. PARTNERNA Control
JOHNSON, JERRY, LAVELLIPARTNERNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER AND SECRETARYNA Control
MARSHALL, MICHAEL, T.ISR. PARTNER AND SECRETARYNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIPARTNERNA Control
PLUMRIDGE, SCOTTIMANAGING PARTNERNA Control
PLUMRIDGE, SCOTTIMANAGING PARTNERNA Control
PLUMRIDGE, SCOTTIMANAGING PARTNERNA Control
PLUMRIDGE, SCOTTIMANAGING PARTNERNA Control
VANDUINEN, SCOTT, RYANIPARTNERNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDIMANAGING DIRECTOR AND VPNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
WILLIAMS, BRENT, DAVIDISR. PARTNERNA Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control
THE HALIFAX GROUP, L.L.C.DESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DOYLE, KENNETH, MITHGF Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")F Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
MARSHALL, MICHAEL, T.ITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
PLUMRIDGE, SCOTTITHGF Control
VANDUINEN, SCOTT, RYANITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
WILLIAMS, BRENT, DAVIDITHGF Control
CATHCART, CHRISTOPHER, CHARLESITHE HALIFAX GROUP, L.L.C.D Control
CATHCART, CHRISTOPHER, CHARLESITHE HALIFAX GROUP, L.L.C.D Control
CATHCART, CHRISTOPHER, CHARLESITHE HALIFAX GROUP, L.L.C.D Control
PLUMRIDGE, SCOTTITHE HALIFAX GROUP, L.L.C.D Control
PLUMRIDGE, SCOTTITHE HALIFAX GROUP, L.L.C.D Control
PLUMRIDGE, SCOTTITHE HALIFAX GROUP, L.L.C.D Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control
DUPREE, DAVID, WRIGHTITHE HALIFAX GROUP, L.L.C. ("THG")C Control

Registrations

Federal

IA
Mar 26, 2025 REGISTERED

Notice Filings (3)

DC NC TX

Address

3605 GLENWOOD AVENUE
SUITE 490
RALEIGH, NC 27612
United States
Phone: 919-786-4420