DEL REY GLOBAL INVESTORS, LLC
CRD #152872 SEC #801-71069 LOS ANGELES, CA 310-649-1230
SEC Registered
Total AUM
$5.3M
Discretionary
$5.3M
Employees
5
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEWANE, THERESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWANE, THERESA, FRANCES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | CLIENT SERVICE PORTFOLIO MANAGER | NA | |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, CLIENT PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | CLIENT SERVICE PORTFOLIO MANAGER | NA | |
| MATOS, RUI, MANUEL | I | MEMBER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| MATOS, RUI, MANUEL | I | CHIEF OPERATING OFFICER AND CLIENT SERVICE PORTFOLIO MANAGER | NA | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | E | Control |
| HECHMER, PAUL, JAMES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | E | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | E | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | E | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | E | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | Control |
| HECHMER, PAUL, JAMES | I | MANAGING MEMBER | D | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS LLC | DE | MEMBER | C | Control |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WHEELER, GERALD, WILLIS | I | SHAREHOLDER | B | |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WHEELER, GERALD, WILLIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY | DE | WHITE PINE, INC. | E | |
| WHITE PINE, INC. | DE | LAIRD NORTON COMPANY | E | |
| WHITE PINE, INC. | DE | LAIRD NORTON COMPANY | E | |
| WHITE PINE, INC. | DE | LAIRD NORTON COMPANY | E | |
| WHITE PINE, INC. | DE | LAIRD NORTON COMPANY | E | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY | DE | LNC INVESTMENT CO., LLC | D | |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO.,LLC | C |
Registrations
Federal
IA
Nov 12, 2015 REGISTERED
Notice Filings (52)
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Address
6701 CENTER DRIVE WESTSUITE 655
LOS ANGELES, CA 90045
United States
Phone: 310-649-1230