OCTOBER THREE FINANCIAL SOLUTIONS, LLC
CRD #152950 SEC #801-71455 PALATINE, IL 312-878-2440
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 17, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYLE, JAMI, RENEE | I | PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLE, JAMI, RENEE | I | PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLE, JAMI, RENEE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLE, JAMI, RENEE | I | PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| OCTOBER THREE LLC | DE | SOLE MEMBER | E | Control |
| OCTOBER THREE LLC | DE | SOLE MEMBER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, MANAGING MEMBER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, MANAGING MEMBER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, MANAGING MEMBER | E | Control |
| STEVENSON, JEFFREY, W | I | OWNER, MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STEVENSON, JEFFREY, W | I | OCTOBER THREE LLC | F | Control |
| STEVENSON, JEFFREY, W | I | OCTOBER THREE LLC | F | Control |
Registrations
Federal
IA
May 17, 2010 REGISTERED
Notice Filings (4)
CA CO IL TX
Address
220 NORTH SMITH STREET, SUITE 408PALATINE, IL 60067
United States
Phone: 312-878-2440