OASIS INVESTMENT STRATEGIES LLC
CRD #152957 SEC #801-71417 CHICAGO, IL 312-373-5366
SEC Registered
Total AUM
$5.5B
Discretionary
$5.5B
Employees
11
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 25, 2025
- Branch Offices
- 0
- LEI
- 549300JE85R3ZNBSYQ83
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, THOMAS, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ANDERSON, THOMAS, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, THOMAS, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, THOMAS, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, THOMAS, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ANDREWS, STEVEN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, STEVEN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, STEVEN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, STEVEN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRODSKY, STEPHEN, ARTHUR | I | MANAGER AND DIRECTOR | NA | Control |
| BRODSKY, STEPHEN, ARTHUR | I | MANAGER AND DIRECTOR | NA | Control |
| BRODSKY, STEPHEN, ARTHUR | I | MANAGER AND DIRECTOR | NA | Control |
| BRODSKY, STEPHEN, ARTHUR | I | MANAGER AND DIRECTOR | NA | Control |
| BRODSKY, STEPHEN, ARTHUR | I | MANAGER AND DIRECTOR | NA | Control |
| Bove, Christopher, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| Bove, Christopher, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| Bove, Christopher, Edward | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CAZENAVE, ANNETTE, AURELIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CLEMENTS, MARK, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| CORCORAN, GERALD, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CORCORAN, GERALD, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CORCORAN, GERALD, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| DEMATTEO, JULIE | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER MFM | NA | Control |
| FALVEY, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| FALVEY, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| FALVEY, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| FALVEY, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| FALVEY, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, A | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | CHIEF EXECUTIVE OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER AND DIRECTOR | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GABRIELE, JAMES, ANDREW | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GIEMZA, BRADLEY, GLENN | I | MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF INVESTMENT OFFICER CM | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, G | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER AND DIRECTOR | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| GURDIAN, ERIC, GREGORY | I | CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS | NA | Control |
| KEILEY, EDWARD, HAYES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEILEY, EDWARD, HAYES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEILEY, EDWARD, HAYES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANUMALEUNA, JASON, TUILEATA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUSSER, CARY, WYNN | I | CHIEF INVESTMENT OFFICER | NA | |
| MUSSER, CARY, WYNN | I | CHIEF INVESTMENT OFFICER | NA | |
| MUSSER, CARY, WYNN | I | CHIEF INVESTMENT OFFICER | NA | |
| MUSSER, CARY, WYNN | I | CHIEF INVESTMENT OFFICER | NA | |
| NORTHUP, KAREN, LOUISE | I | CHIEF OPERATING OFFICER | NA | |
| NORTHUP, KAREN, LOUISE | I | CHIEF OPERATING OFFICER | NA | |
| NORTHUP, KAREN, LOUISE | I | CHIEF OPERATING OFFICER | NA | |
| NORTHUP, KAREN, LOUISE | I | CHIEF OPERATING OFFICER | NA | |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERROTTA, AUGUSTINE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REYNA, DAVID | I | CHIEF RISK OFFICER | NA | |
| REYNA, DAVID | I | CHIEF RISK OFFICER | NA | |
| REYNA, DAVID | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| REYNA, DAVID, CHRISTOPHER | I | MANAGER, HEAD OF FUNDS DIVISION | NA | Control |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| ROBERTS, COLLEEN, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| SHAH, AMAR | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER AND DIRECTOR | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| SHAH, AMAR, U. | I | MANAGER - BOARD OF MANAGERS | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTWICK, NANCY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| JVMC HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
| RJO HOLDINGS CORP | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO HOLDINGS CORP. | DE | RJO INVESTMENT MANAGMENT, LLC | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | RJO HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RJO INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | RJO INVESTOR CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| RTS INVESTOR CORP | DE | JVMC HOLDINGS CORP | E | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
| WESTMOOR TRAIL PARTNERS, LLC | DE | RTS INVESTOR CORP | C | Control |
Registrations
Federal
IA
Aug 25, 2025 REGISTERED
Notice Filings (2)
IL TX
Address
222 S. RIVERSIDE PLAZASUITE 1200
CHICAGO, IL 60606
United States
Phone: 312-373-5366