BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
CRD #152965 SEC #801-71137 BETHESDA, MD 301-656-1200
SEC Registered
Total AUM
$894.1M
Discretionary
$862.1M
Employees
36
Clients
--
Accounts
2,386
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER / CHIEF OF INVESTMENT OPERATIONS | NA | Control |
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER / CHIEF OF INVESTMENT OPERATIONS | NA | Control |
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER / CHIEF OF INVESTMENT OPERATIONS | NA | Control |
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER / CHIEF OF INVESTMENT OPERATIONS | NA | Control |
| OCANA, ANN, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| ROESER, MARLA, CHIDSEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROESER, MARLA, CHIDSEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROESER, MARLA, CHIDSEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROESER, MARLA, CHIDSEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROESER, MARLA, CHIDSEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL | NA | Control |
| RUBIN, RONALD, JOSEPH | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | NA | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
| FOCUS OPERATING, LLC | DE | MEMBER (MANAGER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUMMIT PARTNERS IV (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS IV (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS IV (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS IV (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS IV (GP), LP | DE | SUMMIT VENTURES V-IA, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LLC | DE | SUMMIT PARTNERS VI (GP), L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES VI-A, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES VI-A, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES VI-A, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES VI-A, L.P. | F | Control |
| SUMMIT PARTNERS VI (GP), LP | DE | SUMMIT VENTURES VI-A, L.P. | F | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| TRIDENT VI PARALLEL FUND, L.P. | FE | TRIDENT FFP BLOCKER LLC | E | Control |
| CP FALCON AIV, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| SUMMIT VENTURE VI-A, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP BLOCKER LLC | DE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT FFP, L.P. | DE | FOCUS FINANCIAL PARTNERS, LLC | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
| TRIDENT VI, L.P. | FE | TRIDENT FFP, L.P. | C | Control |
Registrations
Federal
IA
Jul 26, 2017 REGISTERED
Notice Filings (13)
CA DC DE FL LA MD NE NJ NY PA TN TX VA
Address
7475 WISCONSIN AVENUESUITE 600
BETHESDA, MD 20814
United States
Phone: 301-656-1200