HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
Legal name: HORIZON TECHNOLOGY FINANCE
CRD #153052 SEC #801-71141 FARMINGTON, CT 860-676-8654
SEC Registered
Total AUM
$795.1M
Discretionary
$795.1M
Employees
32
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALKIN, MICHAEL, PHILLIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALKIN, MICHAEL, PHILLIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALKIN, MICHAEL, PHILLIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOMBARA, JOHN, C. | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, C. | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, C. | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| BOMBARA, JOHN, CARSON | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DEVORSETZ, DANIEL, SCOTT | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | NA | |
| DOMBROWSKI, LYNN | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| DOMBROWSKI, LYNN, DENISE MURRAY | I | CHIEF ACCOUNTING OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| EARLE, DIANE, CLARE | I | CHIEF CREDIT OFFICER | NA | |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MATHIEU, CHRISTOPER, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| MICHAUD, GERALD, A. | I | PRESIDENT | NA | Control |
| MICHAUD, GERALD, A. | I | PRESIDENT | NA | Control |
| MICHAUD, GERALD, A. | I | PRESIDENT | NA | Control |
| MICHAUD, GERALD, ALFRED | I | PRESIDENT | NA | Control |
| MICHAUD, GERALD, ALFRED | I | PRESIDENT | NA | Control |
| MICHAUD, GERALD, ALFRED | I | PRESIDENT | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, D. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, DWIGHT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, DWIGHT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POMEROY, ROBERT, DWIGHT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Seitz, Paul, George | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Seitz, Paul, George | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Seitz, Paul, George | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TROLIO, DANIEL, RAFFAELE | I | VICE PRESIDENT OF FINANCE | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| TROLIO, DANIEL, RAFFAELE | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| MCH HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| HORIZON TECHNOLOGY FINANCE LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | DE | MEMBER | D | Control |
| HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HTF HOLDINGS LLC | DE | MEMBER | D | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON ANCHOR HOLDINGS LLC | DE | MEMBER | C | Control |
| HORIZON TECHNOLOGY FINANCE EMPLOYEES LLC | DE | MEMBER | C | |
| HORIZON TECHNOLOGY FINANCE EMPLOYEES LLC | DE | MEMBER | C | |
| HORIZON TECHNOLOGY FINANCE EMPLOYEES LLC | DE | MEMBER | C | |
| HORIZON TECHNOLOGY FINANCE EMPLOYEES LLC | DE | MEMBER | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| ANCHOR MANAGEMENT LTD | FE | CGI ANCHOR HOLDINGS, LP | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT PRIVATE TRUSTEES LIMITED | FE | KATTEGAT TRUST | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KATTEGAT TRUST | FE | KATTEGAT LIMITED | F | Control |
| KOENIG, THEODORE, LEON | I | MSDJ TRUST | F | Control |
| KOENIG, THEODORE, LEON | I | MONROE MANAGEMENT HOLDCO, LLC | F | Control |
| KOENIG, THEODORE, LEON | I | MSDJ TRUST | F | Control |
| KOENIG, THEODORE, LEON | I | MONROE MANAGEMENT HOLDCO, LLC | F | Control |
| KOENIG, THEODORE, LEON | I | MSDJ TRUST | F | Control |
| KOENIG, THEODORE, LEON | I | MONROE MANAGEMENT HOLDCO, LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | F | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| ANHOLT INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| CGI ANCHOR HOLDINGS, LP | FE | CGI ANCHOR HOLDINGS, USA, INC. | E | Control |
| COMPASS GROUP INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| COMPASS GROUP INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| COMPASS GROUP INVESTMENTS, LTD | FE | CGI ANCHOR HOLDINGS, LP | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| HORIZON TECHNOLOGY FINANCE, LLC | DE | HTF HOLDINGS LLC | E | Control |
| KATTEGAT LIMITED | FE | COMPASS GROUP INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | COMPASS GROUP INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | COMPASS GROUP INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| KATTEGAT LIMITED | FE | ANHOLT INVESTMENTS, LTD. | E | Control |
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | DE | MCH HOLDCO LLC | E | Control |
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | DE | MCH HOLDCO LLC | E | Control |
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | DE | MCH HOLDCO LLC | E | Control |
| MONROE MANAGEMENT HOLDCO, LLC | DE | MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | E | Control |
| MONROE MANAGEMENT HOLDCO, LLC | DE | MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | E | Control |
| MONROE MANAGEMENT HOLDCO, LLC | DE | MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | E | Control |
| MICHAUD, GERALD, A. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| MICHAUD, GERALD, A. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| MICHAUD, GERALD, A. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| MICHAUD, GERALD, A. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| POMEROY, ROBERT, D. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| POMEROY, ROBERT, D. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| POMEROY, ROBERT, D. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| POMEROY, ROBERT, D. | I | HORIZON TECHNOLOGY FINANCE PRINCIPALS LLC | D | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| CGI ANCHOR HOLDINGS USA, INC. | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| LIGHTHOUSE ANCHOR HOLDINGS, LLC | DE | HORIZON ANCHOR HOLDINGS LLC | C | Control |
| MASSOUD, JOSEPH, I. | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| MASSOUD, JOSEPH, I. | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| MASSOUD, JOSEPH, I. | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| MASSOUD, JOSEPH, I. | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| MSDJ TRUST | DE | MONROE MANAGEMENT HOLDCO, LLC | C | Control |
| MSDJ TRUST | DE | MONROE MANAGEMENT HOLDCO, LLC | C | Control |
| MSDJ TRUST | DE | MONROE MANAGEMENT HOLDCO, LLC | C | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| OFFENBERG, ALAN | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
| SABO, ELIAS, J | I | LIGHTHOUSE ANCHOR HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Dec 10, 2025 REGISTERED
Notice Filings (8)
CA CO CT IL MA ME TX VA
Address
312 FARMINGTON AVENUEFARMINGTON, CT 06032-2586
United States
Phone: 860-676-8654