BROCK FIDUCIARY SERVICES LLC
CRD #153055 SEC #801-71132 NEW YORK, NY 212-209-3000
SEC Registered
Total AUM
$805M
Discretionary
$805M
Employees
5
Clients
--
Accounts
2
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $805M | $805M | $0 | 5 | 0 |
| Mar 2024 | $5.4B | $5.4B | $0 | 8 | 0 |
| Mar 2023 | $5.4B | $5.4B | $0 | 8 | 0 |
| Mar 2022 | $5.6B | $5.6B | $0 | 8 | 0 |
| Mar 2021 | $9.5B | $9.5B | $0 | 8 | 0 |
| Mar 2020 | $12.5B | $12.5B | $0 | 8 | 0 |
| Aug 2019 | $12.1B | $12.1B | $0 | 8 | 0 |
| Apr 2019 | $12.1B | $12.1B | $0 | 8 | 0 |
| Apr 2018 | $14.9B | $14.9B | $0 | 7 | 0 |
| Jun 2017 | $13.4B | $13.4B | $0 | 7 | 1 |
| Mar 2017 | $13.4B | $13.4B | $0 | 5 | 1 |
| Aug 2016 | $13.5B | $13.5B | $0 | 5 | 1 |
| Mar 2016 | $13.5B | $13.5B | $0 | 22 | 1 |
| Mar 2015 | $23B | $23B | $0 | 10 | 1 |
| Mar 2014 | $32.3B | $32.3B | $0 | 10 | 1 |
| Apr 2013 | $23B | $23B | $0 | 10 | 1 |
| Dec 2012 | $23B | $23B | $0 | 10 | 1 |
| Mar 2012 | $23B | $23B | $0 | 11 | 1 |
| Jun 2011 | $10B | $10B | $0 | -- | -- |
| Mar 2011 | $10B | $10B | $0 | -- | -- |
| Aug 2010 | $4.6B | $4.6B | $0 | -- | -- |
DateMar 2025
Total AUM$805M
Discretionary$805M
Non-Disc.$0
Employees5
Clients0
DateMar 2024
Total AUM$5.4B
Discretionary$5.4B
Non-Disc.$0
Employees8
Clients0
DateMar 2023
Total AUM$5.4B
Discretionary$5.4B
Non-Disc.$0
Employees8
Clients0
DateMar 2022
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees8
Clients0
DateMar 2021
Total AUM$9.5B
Discretionary$9.5B
Non-Disc.$0
Employees8
Clients0
DateMar 2020
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees8
Clients0
DateAug 2019
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees8
Clients0
DateApr 2019
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees8
Clients0
DateApr 2018
Total AUM$14.9B
Discretionary$14.9B
Non-Disc.$0
Employees7
Clients0
DateJun 2017
Total AUM$13.4B
Discretionary$13.4B
Non-Disc.$0
Employees7
Clients1
DateMar 2017
Total AUM$13.4B
Discretionary$13.4B
Non-Disc.$0
Employees5
Clients1
DateAug 2016
Total AUM$13.5B
Discretionary$13.5B
Non-Disc.$0
Employees5
Clients1
DateMar 2016
Total AUM$13.5B
Discretionary$13.5B
Non-Disc.$0
Employees22
Clients1
DateMar 2015
Total AUM$23B
Discretionary$23B
Non-Disc.$0
Employees10
Clients1
DateMar 2014
Total AUM$32.3B
Discretionary$32.3B
Non-Disc.$0
Employees10
Clients1
DateApr 2013
Total AUM$23B
Discretionary$23B
Non-Disc.$0
Employees10
Clients1
DateDec 2012
Total AUM$23B
Discretionary$23B
Non-Disc.$0
Employees10
Clients1
DateMar 2012
Total AUM$23B
Discretionary$23B
Non-Disc.$0
Employees11
Clients1
DateJun 2011
Total AUM$10B
Discretionary$10B
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$10B
Discretionary$10B
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees--
Clients--