SARATOGA INVESTMENT ADVISORS, LLC
CRD #153060 SEC #801-71176 NEW YORK, NY (212) 906-7800
SEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
Employees
23
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | PRESIDENT | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CO-MANAGING PARTNER | NA | Control |
| GRISIUS, MICHAEL, JOSEPH | I | CO-MANAGING PARTNER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER; CHIEF COMPLIANCE OFFICER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER; CHIEF COMPLIANCE OFFICER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHANN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHANN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHANN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHANN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHANN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | INTERIM CHIEF COMPLIANCE OFFICER; INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| STEENKAMP, HENRI, JOHN | I | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | NA | Control |
| OBERBECK, CHRISTIAN, LONG | I | CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | PRESIDENT | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | PRESIDENT | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | PRESIDENT | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | PRESIDENT | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | E | Control |
| OBERBECK, CHRISTIAN, LONG | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (1)
NY
Address
535 MADISON AVENUE4TH FLOOR
NEW YORK, NY 10022
United States
Phone: (212) 906-7800