ELBROOK HOLDINGS, LLC

Legal name: ELBROOK HOLDINGS

CRD #153142 SEC #801-71198 CINCINNATI, OH 513.746.2200

SEC Registered Private Funds

Total AUM

$104.6M

Discretionary

$104.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BORCHERS, CASSANDRA, WAMBAUGH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BORCHERS, CASSANDRA, WAMBAUGH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BORCHERS, CASSANDRA, WAMBAUGH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BORCHERS, CASSANDRA, WAMBAUGH	I	CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CROOG, CHARLES, FREDERICK	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
PENOTE, JOHN, JEROME	I	CHIEF FINANCIAL OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, JOHN, MAGRISH	I	ELECTED MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
STEIN, STEVEN, NEAL	I	ELECTED MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER	NA	Control
FSI GROUP, LLC	DE	OWNER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control
FSI GROUP, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, STEVEN, NEAL	I	FSI GROUP HOLDINGS, INC.	D	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP, LLC	C	Control
STEIN, JOHN, MAGRISH	I	FSI GROUP HOLDINGS, INC.	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
STEIN, STEVEN, NEAL	I	FSI GROUP, LLC	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control
WARM, ALEXANDER, DAVID	I	FSI GROUP HOLDINGS, INC.	C	Control

Registrations

Federal

Mar 29, 2017 REGISTERED

Notice Filings (1)

Address

441 VINE STREET
SUITE 1300
CINCINNATI, OH 45202
United States

Phone: 513.746.2200