FSI CAPITAL HOLDINGS, LLC
Legal name: FSI CAPITAL HOLDINGS
CRD #153189 SEC #801-71252 LOS ANGELES, CA 213-443-5005
SEC Registered Private Funds
Total AUM
$22.1M
Discretionary
$22.1M
Employees
1
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AYD, PAUL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIMELEKH, RON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIMELEKH, RON | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| ELIMELEKH, RON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIMELEKH, RON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIMELEKH, RON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENOTE, JOHN, JEROME | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PENOTE, JOHN, JEROME | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PENOTE, JOHN, JEROME | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STIFEL FINANCIAL CORP | DE | 100% OWNER OF STIFEL VENTURE | NA | Control |
| STIFEL FINANCIAL CORP | DE | 100% OWNER OF STIFEL VENTURE | NA | Control |
| STIFEL FINANCIAL CORP | DE | 100% OWNER OF STIFEL VENTURE | NA | Control |
| STIFEL FINANCIAL CORP | DE | 100% OWNER OF STIFEL VENTURE | NA | Control |
| STIFEL VENTURE CORP. | DE | 100% OWNER OF SOLIDUS CAPITAL B, INC | NA | Control |
| STIFEL VENTURE CORP. | DE | 100% OWNER OF SOLIDUS CAPITAL B, INC | NA | Control |
| STIFEL VENTURE CORP. | DE | 100% OWNER OF SOLIDUS CAPITAL B, INC | NA | Control |
| STIFEL VENTURE CORP. | DE | 100% OWNER OF SOLIDUS CAPITAL B, INC | NA | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER - SHAREHOLDER | E | Control |
| SOLIDUS CAPITAL B, INC. | DE | DIRECT OWNER - SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | INDIRECT OWNER | E | Control |
| STIFEL FINANCIAL CORP | DE | INDIRECT OWNER | E | Control |
| STIFEL VENTURE CORP. | DE | INDIRECT OWNER | E | Control |
| STIFEL VENTURE CORP. | DE | OWNER | E | Control |
| STIFEL VENTURE CORP. | DE | INDIRECT OWNER | E | Control |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | F | Control |
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | F | Control |
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | F | Control |
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | F | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| KUPPENHEIMER, STEPHAN, RANDOLPH | I | SOLIDUS CAPITAL B, INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL FINANCIAL CORP. | DE | STIFEL, NICOLAUS & COMPANY, INCORPORATED | E | Control |
| STIFEL FINANCIAL CORP. | DE | STIFEL, NICOLAUS & COMPANY, INCORPORATED | E | Control |
| STIFEL FINANCIAL CORP. | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
| STIFEL VENTURE CORP | DE | FSI CAPITAL HOLDINGS | E | Control |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Address
515 SOUTH FIGUEROA STREETSUITE 1800
LOS ANGELES, CA 90071
United States
Phone: 213-443-5005