THE UNIVERSITY FUNDS, LLC
CRD #153234 SEC #801-71205 BELLEVUE, WA 425-455-3500
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIRARD, ROGER, EUGENE | I | CHIEF OPERATING OFFICER, MEMBER OF BOARD OF MANAGERS | NA | Control |
| JESSUP, LEONARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT OF UNIVERSITY RELATIONS, MEMBER OF BOARD OF MANAGERS | NA | Control |
| KHAN, NAVEED | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| MCEACHRAN, REBECCA, YOSHIKO | I | EXECUTIVE VICE PRESIDENT OF FINANCE | NA | |
| NIELANDER, TIMOTHY, EVERETT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, CORPORATE COUNSEL, MEMBER OF BOARD OF MANAGERS | NA | Control |
| NIEMAN, JONATHAN, PAUL | I | VICE PRESIDENT OF CORPORATE RELATIONS, MANAGING DIRECTOR, MEMBER OF BOARD OF MANAGERS | NA | Control |
| TORINA, JAMES, EDWARD | I | SENIOR MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF BOARD OF MANAGERS | NA | Control |
| VIRGIN, THOMAS, JOSEPH | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| TORINA INVESTMENT AND DEVELOPMENT, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TORINA, JESSICA, MARIE | I | TORINA INVESTMENT AND DEVELOPMENT, LLC | E | Control |
Registrations
Federal
IA
Mar 4, 2010 REGISTERED
Notice Filings (1)
WA
Address
800 BELLEVUE WAY NESUITE 400
BELLEVUE, WA 98004
United States
Phone: 425-455-3500