EDMD FINANCIAL STRATEGIES, LLC
CRD #153242 SEC #801-71233 SAN RAMON, CA 925-242-2538
SEC Registered
Total AUM
$9.5M
Discretionary
$9.5M
Employees
5
Clients
10
Accounts
156
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| CLAFFEY, DANIEL, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 28, 2011 REGISTERED
Notice Filings (1)
CA
Address
2603 CAMINO RAMONSUITE 200
SAN RAMON, CA 94583
United States
Phone: 925-242-2538