FAGENSON ASSET MANAGEMENT, LLC
CRD #153260 SEC #801-71226 NEW YORK, NY 212-422-1993
SEC Registered
Total AUM
$30M
Discretionary
$20M
Employees
--
Clients
0
Accounts
100
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FAGENSON, ROBERT, BRUCE | I | MEMBER | D | Control |
| GAMBARDELLA, RAFFAELE | I | MEMBER | C | Control |
| MICHALS, PHILLIP, WILLIAM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MICHALS, PHILLIP, WILLIAM | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 9, 2010 REGISTERED
Notice Filings (7)
DC FL MD NJ NY PA VA
Address
60 BROAD STREETNEW YORK, NY 10004
United States
Phone: 212-422-1993