TIBURON CAPITAL MANAGEMENT, LLC

CRD #153276 SEC #801-71202 NEW YORK, NY (646) 840-4925

SEC Registered

Total AUM

$37.2M

Discretionary

$37.2M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 2, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHUNDU, HARINI	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
CHUNDU, HARINI	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
CHUNDU, HARINI	I	CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
CHUNDU, HARINI	I	CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
CHUNDU, HARINI	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
CHUNDU, HARINI	I	CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
FOREMAN, YOLANDA, WAGGONER	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
FOREMAN, YOLANDA, WAGGONER	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
FOREMAN, YOLANDA, WAGGONER	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
FOREMAN, YOLANDA, WAGGONER	I	CHIEF ADMINISTRATIVE OFFICER	NA	Control
GRAY, LAURENCE, ONEAL	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
GRAY, LAURENCE, ONEAL	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
GRAY, LAURENCE, ONEAL	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
GRAY, LAURENCE, ONEAL	I	PRESIDENT & CHIEF EXECUTIVE OFFICER	NA	Control
HARDY, MARC, WINTON	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, MARC, WINTON	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, MARC, WINTON	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
HARDY, MARC, WINTON	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
HUBBARD, ROBERT, CALVIN	I	CHIEF OPERATING OFFICER	NA	Control
HUBBARD, ROBERT, CALVIN	I	CHIEF OPERATING OFFICER	NA	Control
HUBBARD, ROBERT, CALVIN	I	CHIEF OPERATING OFFICER	NA	Control
HUBBARD, ROBERT, CALVIN	I	CHIEF OPERATING OFFICER	NA	Control
KOLOLYAN, LEVON, EDWARD	I	MANAGING DIRECTOR, ANALYST, MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
LUPOFF, PETER, MICHAEL	I	CHIEF INVESTMENT OFFICER, CO-PORTFOLIO MANAGER, MANAGING MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
SWAIN, BRIAN, ANTHONY	I	SENIOR MANAGING DIRECTOR, CO-PORTFOLIO MANAGER, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
TRISIRIPISAL, CHARLIE	I	SENIOR MANAGING DIRECTOR, SENIOR ANALYST, MEMBER	NA	Control
ZHOU, CHANG	I	CHIEF COMPLIANCE OFFICER	NA	Control
LUPOFF, PETER, MICHAEL	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
LUPOFF, PETER, MICHAEL	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
LUPOFF, PETER, MICHAEL	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
LUPOFF, PETER, MICHAEL	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
TIBURON HOLDINGS, LLC	DE	OWNER	E	Control
STAUT, KENNETH, TYLER	I	PARTNER	B	Control
TRISIRIPISAL, CHARLIE	I	PARTNER/CHIEF COMPLIANCE OFFICER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GRAY & CO	DE	TIBURON HOLDINGS, LLC	E	Control
GRAY & CO	DE	TIBURON HOLDINGS, LLC	E	Control
GRAY & CO	DE	TIBURON HOLDINGS, LLC	E	Control
GRAY & COMPANY	DE	TIBURON HOLDINGS, LLC	E	Control
GRAY, LAURENCE, ONEAL	I	GRAY FINANCIAL GROUP INC.	E	Control
GRAY, LAURENCE, ONEAL	I	GRAY FINANCIAL GROUP INC.	E	Control
GRAY, LAURENCE, ONEAL	I	GRAY FINANCIAL GROUP INC.	E	Control
GRAY, LAURENCE, ONEAL	I	GRAY FINANCIAL GROUP INC.	E	Control
LUPOFF, PETER, MICHAEL	I	TIBURON HOLDINGS, LLC	C	Control
LUPOFF, PETER, MICHAEL	I	TIBURON HOLDINGS, LLC	C	Control
LUPOFF, PETER, MICHAEL	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
SWAIN, BRIAN, ANTHONY	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control
TRISIRIPISAL, CHARLIE	I	TIBURON HOLDINGS, LLC	C	Control

Registrations

Federal

May 2, 2017 REGISTERED

Notice Filings (1)

Address

85 BROAD STREET
17TH FLOOR
NEW YORK, NY 10004
United States

Phone: (646) 840-4925