HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.
CRD #153325 SEC #801-71215 DALLAS, TX 972-628-4100
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
1
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| DONDERO, JAMES, DAVID | I | PRESIDENT | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | DE | GENERAL PARTNER | NA | Control |
| OKADA, MARK, KIYOSHI | I | VICE PRESIDENT | NA | Control |
| OKADA, MARK, KIYOSHI | I | VICE PRESIDENT | NA | Control |
| OKADA, MARK, KIYOSHI | I | VICE PRESIDENT | NA | Control |
| OKOLITA, MATTHEW, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OKOLITA, MATTHEW, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OKOLITA, MATTHEW, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POST, ROBERT, JASON | I | CHIEF COMPLIANCE OFFICER | NA | |
| POST, ROBERT, JASON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SURGENT, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| VERIAN CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| VERIAN CAPITAL MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| WATERHOUSE, FRANK, GEORGE | I | TREASURER | NA | Control |
| WATERHOUSE, FRANK, GEORGE | I | TREASURER | NA | Control |
| WATERHOUSE, FRANK, GEORGE | I | TREASURER | NA | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | LIMITED PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | VERIAN CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | VERIAN CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | CUMMINGS BAY CAPITAL MANAGEMENT GP, LLC | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| DONDERO, JAMES, DAVID | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | DE | HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC | E | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
| OKADA, MARK, KIYOSHI | I | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | C | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (1)
TX
Address
300 CRESCENT COURTSUITE 700
DALLAS, TX 75201
United States
Phone: 972-628-4100