RIVERSIDE RISK ADVISORS LLC
Legal name: RIVERSIDE RISK ADVISORS
CRD #153328 SEC #801-71838 NEW YORK, NY 212-799-0252
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 11, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLYNN, DEIRDRE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| FLYNN, DEIRDRE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| FLYNN, DEIRDRE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| FLYNN, DEIRDRE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| IACONO, FRANK, ANTHONY | I | PRESIDENT | NA | Control |
| IACONO, FRANK, ANTHONY | I | PRESIDENT | NA | Control |
| IACONO, FRANK, ANTHONY | I | PRESIDENT | NA | Control |
| IACONO, FRANK, ANTHONY | I | PRESIDENT | NA | Control |
| IACONO, FRANK, ANTHONY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAKUKI, EMMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAKAKUKI, EMMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAKAKUKI, EMMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAKAKUKI, EMMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FROST, JOYCE, ANN | I | CHAIRMAN | D | Control |
| FROST, JOYCE, ANN | I | CHAIRMAN | D | Control |
| FROST, JOYCE, ANN | I | CHAIRMAN | D | Control |
| FROST, JOYCE, ANN | I | CHAIRMAN | D | Control |
| FROST, JOYCE, ANN | I | CHAIRMAN | D | Control |
| SOUTH HAVEN FINANCIAL LLC | DE | MEMBER | C | Control |
| SOUTH HAVEN FINANCIAL LLC | DE | MEMBER | C | Control |
| SOUTH HAVEN FINANCIAL LLC | DE | MEMBER | C | Control |
| SOUTH HAVEN FINANCIAL LLC | DE | MEMBER | C | Control |
| SOUTH HAVEN FINANCIAL LLC | DE | MEMBER | C | Control |
| FROST, CHRISTOPHER, JOHN | I | VICE CHAIRMAN | B | Control |
| FROST, CHRISTOPHER, JOHN | I | VICE CHAIRMAN | B | Control |
| FROST, CHRISTOPHER, JOHN | I | VICE CHAIRMAN | B | Control |
| FROST, CHRISTOPHER, JOHN | I | VICE CHAIRMAN | B | Control |
| FROST, CHRISTOPHER, JOHN | I | VICE CHAIRMAN | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IACONO, FRANK, ANTHONY | I | SOUTH HAVEN FINANCIAL LLC | E | Control |
| IACONO, FRANK, ANTHONY | I | SOUTH HAVEN FINANCIAL LLC | E | Control |
| IACONO, FRANK, ANTHONY | I | SOUTH HAVEN FINANCIAL LLC | E | Control |
| IACONO, FRANK, ANTHONY | I | SOUTH HAVEN FINANCIAL LLC | E | Control |
| IACONO, FRANK, ANTHONY | I | SOUTH HAVEN FINANCIAL LLC | E | Control |
Registrations
Federal
IA
Feb 11, 2011 REGISTERED
Notice Filings (1)
NY
Address
469 SEVENTH AVENUE, SUITE 1302NEW YORK, NY 10018
United States
Phone: 212-799-0252