SIMPLE ALTERNATIVES, LLC
CRD #153372 SEC #801-71371 RIDGEFIELD, CT 203-403-4177
SEC Registered
Total AUM
$67.7M
Discretionary
$67.7M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JONES, CLARK, BOYD | I | DIRECTOR OF INVESTMENTS | NA | |
| JONES, CLARK, BOYD | I | DIRECTOR OF INVESTMENTS | NA | |
| KERNAN, FRANCIS, JOSHUA | I | CHIEF MARKETING OFFICER | NA | Control |
| KERNAN, FRANCIS, JOSHUA | I | CHIEF MARKETING OFFICER | NA | Control |
| KERNAN, FRANCIS, JOSHUA | I | CHIEF MARKETING OFFICER | NA | Control |
| LONG, LELIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, LELIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, LELIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, LELIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, BRUCE, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MACDONALD, BRUCE, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROSSI, PAUL, JOSEPH | I | CHIEF OPERATING OFFICER, CFO | NA | Control |
| ROSSI, PAUL, JOSEPH | I | CHIEF OPERATING OFFICER, CFO | NA | Control |
| ROSSI, PAUL, JOSEPH | I | CHIEF OPERATING OFFICER, CFO | NA | Control |
| ROSSI, PAUL, JOSEPH | I | CHIEF OPERATING OFFICER, CFO | NA | Control |
| DILWORTH, JAMES, KENDALL | I | MANAGING MEMBER | E | Control |
| DILWORTH, JAMES, KENDALL | I | MANAGING MEMBER | E | Control |
| DILWORTH, JAMES, KENDALL | I | MANAGING MEMBER | E | Control |
| DILWORTH, JAMES, KENDALL | I | MANAGING MEMBER | E | Control |
| EAST PRAIRIE VENTURES LLC | DE | MEMBER | A | |
| EAST PRAIRIE VENTURES LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOND, HAROLD, BRUCE | I | EAST PRAIRIE VENTURES, LLC | D | Control |
| BOND, HAROLD, BRUCE | I | EAST PRAIRIE VENTURES, LLC | D | Control |
| BOND, KIMBERLY, ANNE | I | EAST PRAIRIE VENTURES, LLC | D | Control |
| BOND, KIMBERLY, ANNE | I | EAST PRAIRIE VENTURES, LLC | D | Control |
Registrations
Federal
IA
Jan 24, 2013 REGISTERED
Notice Filings (1)
CT
Address
90 GROVE STREETSUITE 205
RIDGEFIELD, CT 06877
United States
Phone: 203-403-4177