PRIMEVEST FINANCIAL SERVICES, INC.
CRD #15340 SEC #801-45573 ST CLOUD, MN 320-656-4300
SEC Registered Broker-Dealer Disclosures
Total AUM
$776.1M
Discretionary
$166.9M
Employees
501
Clients
26
Accounts
3,929
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARCHER OBLER, ALLISSA | I | ASSISTANT SECRETARY | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| ARENDELL, VALERIE ANN | I | VICE PRESIDENT | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BENNER, JOY MICHELLE | I | SECRETARY | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN | I | TAX OFFICER | NA | |
| BLACK, GLENN ALLAN | I | TAX OFFICER | NA | |
| BONNEAU, CATHERINE MCCORMACK | I | CHIEF OPERATING OFFICER, VICE PRESIDENT | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | CHIEF OPERATING OFFICER, VICE PRESIDENT | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, COO AND DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, COO AND DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR AND COO | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, COO AND DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, MANAGER | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BONNEAU, CATHERINE MCCORMACK | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | MANAGER, CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BROWN, VALERIE GAY | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURNS, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, MICHAEL DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| BURNS, MICHAEL DENNIS | I | VICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CASEY, SEAN PATRICK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| CAVENDER, DIANA | I | ASSISTANT SECRETARY | NA | |
| CAVENDER, DIANA | I | ASSISTANT SECRETARY | NA | |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | CEO AND DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| CICCATI, RANDALL LEE | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| COMBS, BOYD GEORGE | I | SENIOR VICE PRESIDENT, TAX | NA | Control |
| CUNNINGHAM, KERRY ELIZABETH | I | DIRECTOR | NA | |
| DILLON, LADONNA JEAN | I | ASST. VP | NA | Control |
| DILLON, LADONNA JEAN | I | ASST. VP | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DILLON, LADONNA JEAN | I | ASST. VP | NA | Control |
| DILLON, LADONNA JEAN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| DUNLAP, STEVEN JAMES JR | I | VICE PRESIDENT AND MANAGER | NA | Control |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH J | I | TAX OFFICER | NA | |
| ELMY, JOSEPH JAMES | I | VICE PRESIDENT, TAX | NA | Control |
| ELMY, JOSEPH JAMES | I | VICE PRESIDENT, TAX | NA | Control |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | ASST. SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | ASST. SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | ASST. SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | ASST. SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| ENGELKE, PAULA CLUDRAY | I | SECRETARY | NA | |
| FELL, G MICHAEL | I | TAX OFFICER | NA | |
| FELL, GEORGE MICHAEL | I | TAX OFFICER | NA | |
| FELL, GEORGE MICHAEL | I | TAX OFFICER | NA | |
| FELL, GEORGE MICHAEL | I | TAX OFFICER | NA | |
| FELL, GEORGE MICHAEL | I | TAX OFFICER | NA | |
| FELL, GEORGE MICHAEL | I | TAX OFFICER | NA | |
| FIGLIOLA, JACKIE LISA | I | VICE PRESIDENT | NA | |
| FIGLIOLA, JACKIE LISA | I | VICE PRESIDENT | NA | |
| FIGLIOLA, JACKIE LISA | I | VICE PRESIDENT | NA | |
| GORDON, MILES ZEV | I | DIRECTOR | NA | Control |
| GORDON, MILES ZEV | I | DIRECTOR | NA | Control |
| GORDON, MILES ZEV | I | DIRECTOR | NA | Control |
| GORDON, MILES ZEV | I | DIRECTOR | NA | Control |
| GORDON, MILES ZEV | I | DIRECTOR | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | MANAGER AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| GRIST, BARNABY JAMES | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HAHN, COLLEEN MARY | I | ASSISTANT VICE PRESIDENT | NA | |
| HAHN, COLLEEN MARY | I | ASSISTANT VICE PRESIDENT | NA | |
| HAHN, COLLEEN MARY | I | ASSISTANT VICE PRESIDENT | NA | |
| HAHN, COLLEEN MARY | I | ASSISTANT VICE PRESIDENT | NA | |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HAMEL, CYNTHIA A | I | VICE PRESIDENT | NA | Control |
| HANDY, JACK RAYMOND JR | I | VICE PRESIDENT | NA | |
| HANDY, JACK RAYMOND JR | I | VICE PRESIDENT | NA | |
| HANDY, JACK RAYMOND JR | I | VICE PRESIDENT | NA | |
| HILL, MARGARET JANE | I | ASST. SECRETARY | NA | |
| HILL, MARGARET JANE | I | ASST. SECRETARY | NA | |
| HILL, MARGARET JANE | I | ASST. SECRETARY | NA | |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | ASST. VP | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| HOLWEGER, KIMBERLEY ANN | I | VICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| JACOBSEN, BRYAN K | I | ADVISORY CCO | NA | Control |
| LARAIA, KEVIN MICHAEL | I | DIRECTOR | NA | |
| LITOW, FREDERICK CHARLES | I | VICE PRESIDENT | NA | Control |
| LITOW, FREDERICK CHARLES | I | VICE PRESIDENT | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| LUND, JEAN MARIE | I | ASST. VP AND TREASURER | NA | Control |
| MAAS, KEVIN PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAAS, KEVIN PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAAS, KEVIN PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAAS, KEVIN PAUL | I | VICE PRESIDENT | NA | Control |
| MAAS, KEVIN PAUL | I | VICE PRESIDENT | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MAAS, KEVIN PAUL | I | VP COMPLIANCE, ASST. SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | VICE PRESIDENT | NA | |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND CHAIRMAN | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | VICE PRESIDENT | NA | |
| MARR, NORMAN MARK | I | VICE PRESIDENT | NA | |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MARR, NORMAN MARK | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| MARR, NORMAN MARK | I | VICE PRESIDENT | NA | |
| MILLER, EDWARD BRUCE | I | VICE PRESIDENT | NA | |
| MILLER, EDWARD BRUCE | I | VICE PRESIDENT | NA | |
| MILLER, EDWARD BRUCE | I | VICE PRESIDENT | NA | |
| MILLER, EDWARD BRUCE | I | VICE PRESIDENT | NA | |
| OLSON, GREGORY ALAN | I | ASSISTANT SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASSISTANT SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASSISTANT SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OLSON, GREGORY ALAN | I | ASST. SECRETARY | NA | |
| OWENS, TERRY | I | TAX OFFICER | NA | |
| OWENS, TERRY | I | TAX OFFICER | NA | |
| PECK, DAWN | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | Control |
| PECK, DAWN | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | VICE PRESIDENT, TREASURER | NA | Control |
| PENDERGRASS, DAVID SCOTT | I | VICE PRESIDENT, TREASURER | NA | Control |
| PRICE, RANDALL | I | ASSISTANT SECRETARY | NA | |
| PRICE, RANDALL | I | ASSISTANT SECRETARY | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | ASST. VP | NA | |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| REINHOLZ, CHRISTOPHER JON | I | VICE PRESIDENT AND DIRECTOR OF TRADING | NA | Control |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RENELT, LORALEE ANN | I | ASST. SECRETARY | NA | |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMEL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT/NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT/NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT/NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VP | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| RUMMELMCCOOL, LEANN RENEE | I | VICE PRESIDENT AND NATIONAL SALES DIRECTOR | NA | Control |
| SALLPANTE, ROBERT CHARLES | I | DIRECTOR | NA | Control |
| SALLPANTE, ROBERT CHARLES | I | DIRECTOR | NA | Control |
| SALLPANTE, ROBERT CHARLES | I | DIRECTOR | NA | Control |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SCHOFF, REBECCA A | I | ASSISTANT SECRETARY | NA | |
| SHAH, AMI | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHAY, JAMES WALTER | I | HEAD OF RISK MANAGEMENT | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SHELSON, MARK PAUL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ VICE PRESIDENT | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ CHAIRMAN | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ CHAIRMAN | NA | Control |
| SIMMERS, JOHN STEPHEN | I | VICE PRESIDENT, DIRECTOR AND CHAIRMAN | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ VICE PRESIDENT | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ VICE PRESIDENT | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ CHAIRMAN | NA | Control |
| SIMMERS, JOHN STEPHEN | I | DIRECTOR/ VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY ROBERT | I | VICE PRESIDENT | NA | Control |
| STEFFER, EDWINA | I | ASSISTANT SECRETARY | NA | |
| STEFFER, EDWINA | I | ASSISTANT SECRETARY | NA | |
| SUSAN M. VEGA | I | ASSISTANT SECRETARY | NA | |
| SUSAN M. VEGA | I | ASSISTANT SECRETARY | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| TAYLOR, JAMES | I | TAX OFFICER | NA | |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WILLIAMS, CLINTON SR | I | EXECUTIVE VICE PRESIDENT, COO | NA | Control |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| WOODWARD, PAUL EDWARD | I | VICE PRESIDENT | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| ZOLKOWSKI, WILLIAM | I | TAX OFFICER | NA | |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SOLE MEMBER | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| CETERA FINANCIAL GROUP, INC. | DE | SHAREHOLDER; 100% OF COMMON STOCK | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LION CONNECTICUT HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
| RELIASTAR FINANCIAL CORP. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CETERA FINANCIAL HOLDINGS, INC. | DE | CETERA FINANCIAL GROUP, INC. | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| CHESTNUT VENTURE HOLDINGS, LLC | DE | MARRON & ASSOCIATES, LLC | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | RELIASTAR FINANCIAL CORPORATION | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN NV | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING GROEP NV | FE | ING VERZEKERINGEN | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL BV | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN NV | FE | ING INSURANCE INTERNATIONAL BV | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP, L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II GP, L.P. | DE | LIGHTYEAR FUND II L.P. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LIGHTYEAR FUND II, L.P. | DE | CETERA FINANCIAL HOLDINGS, INC. | E | Control |
| LY HOLDINGS, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON & ASSOCIATES, LLC | DE | LIGHTYEAR FUND II GP HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| MARRON, DONALD BAIRD | I | CHESTNUT VENTURE HOLDINGS, LLC | E | Control |
| VASSALLO, MARK FRANCIS | I | LY HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (52)
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