CETAVIA CAPITAL MANAGEMENT, LLC
CRD #153430 SEC #801-71537 SEATTLE, WA 206-381-0367
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARAVAN CAPITAL MANAGEMENT LLC | DE | MEMBER | NA | |
| ODUCADO, MERCEDITA, PASCUAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINKELSTEIN, MARK, ALLEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| QUISENBERRY, CLIFFORD, HALE | I | CHIEF INVESTMENT OFFICER | C | Control |
| RHONE, STEVEN, ANTHONY | I | CHAIRMAN & MANAGING DIRECTOR, SALES & MARKETING | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| QUISENBERRY, CLIFFORD, HALE | I | CARAVAN CAPITAL MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Jun 2, 2010 REGISTERED
Notice Filings (1)
WA
Address
601 UNION STREETSUITE 4200
SEATTLE, WA 98101-4036
United States
Phone: 206-381-0367