GAMA GLOBAL INVESTMENT ADVISORS, LLC
CRD #153431 SEC #801-71437 SAN FRANCISCO, CA 415 293-8121
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 12, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| KLEIER, MICHELLE, ELAINE | I | CHIEF OPERATING OFFICER | NA | |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | |
| GGI BAY HOLDINGS, LLC | DE | PARENT COMPANY | E | |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| TINNEY, JAY, DEAN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TINNEY, JAY, DEAN | I | GGI BAY HOLDINGS, LLC | E | Control |
| TINNEY, JAY, DEAN | I | GGI BAY HOLDINGS, LLC | E | Control |
| TINNEY, JAY, DEAN | I | GGI BAY HOLDINGS, LLC | E | Control |
| TINNEY, JAY, DEAN | I | GGI BAY HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
May 12, 2010 REGISTERED
Notice Filings (1)
CA
Address
ONE MARKET STREETSPEAR TOWER, 36TH FLOOR
SAN FRANCISCO, CA 94105
United States
Phone: 415 293-8121