RIA Intelligence

CROSS LEDGE INVESTMENTS LLC

Legal name: CROSS LEDGE INVESTMENTS

CRD #153447 SEC #801-79775 PHILADELPHIA, PA 215 486-2500
SEC Registered Exempt Reporting Private Funds
Total AUM
$29.7M
Discretionary
$29.7M
Employees
4
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 14, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BASSETT, MARSHALL, THOMPSONICHIEF INVESTMENT OFFICERC Control
BASSETT, MARSHALL, THOMPSONICHIEF INVESTMENT OFFICERC Control
BASSETT, MARSHALL, THOMPSONICHIEF INVESTMENT OFFICERC Control
BASSETT, MARSHALL, THOMPSONICHIEF INVESTMENT OFFICERC Control
WACHS, LORI, PIPRESIDENTC Control
WACHS, LORI, PIPRESIDENTC Control
WACHS, LORI, PIPRESIDENTC Control
WACHS, LORI, PIPRESIDENTC Control
GLADSTEIN, BARRY, SCOTTIPORTFOLIO MANAGER/CCO/CAO/CFOB Control
GLADSTEIN, BARRY, SCOTTIPORTFOLIO MANAGER/CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICERB Control
GLADSTEIN, BARRY, SCOTTIPORTFOLIO MANAGER/CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICERB Control
GLADSTEIN, BARRY, SCOTTIPORTFOLIO MANAGER/CCO/CAO/CFOB Control
GLADSTEIN, STACEYICONTROLLERB
GLADSTEIN, STACEYICONTROLLERB
GLADSTEIN, STACEYICONTROLLERB
GLADSTEIN, STACEYICONTROLLERB

Registrations

Federal

IA
May 14, 2014 REGISTERED
ERA
May 14, 2014 REGISTERED

Notice Filings (1)

PA

Address

100 SOUTH BROAD STREET
SUITE 1605
PHILADELPHIA, PA 19110
United States
Phone: 215 486-2500