BROOKSTONE ASSET MANAGEMENT, LLC
CRD #153467 SEC #801-72780 WHEATON, IL 630-653-1400
SEC Registered
Total AUM
$507.6M
Discretionary
$507.6M
Employees
5
Clients
0
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | SHAREHOLDER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| ASHTON, STEPHEN, ABRAHAM | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | SHAREHOLDER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRAIG, ANDREW, ALDEN | I | MEMBER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| CRUMP, JASON, MICHAEL | I | VP, RELATIONSHIP MANAGER | NA | |
| DIORIO, MARK, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DIORIO, MARK, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DIORIO, MARK, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| Ferris, Diane, Marie | I | CHIEF FINANCIAL OFFICER / CHIEF ADMINISTRATION OFFICER / SECRETARY / TREASURER | NA | Control |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | SHAREHOLDER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GEORGE, BRANDON, DAVID | I | MEMBER | NA | |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVETT, MATTHEW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | SHAREHOLDER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| NOLAN, EDWARD, WILLIAM | I | MEMBER | NA | |
| RONCONI, DARRYL, DESMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| RONCONI, DARRYL, DESMOND | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | MEMBER/ BOOKKEEPER | NA | |
| SIKKENGA, GERALD, DALE | I | MEMBER/ BOOKKEEPER | NA | |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | VICE PRESIDENT/TREASURER | NA | Control |
| SIKKENGA, GERALD, DALE | I | BOOKKEEPER | NA | |
| SIKKENGA, GERALD, DALE | I | BOOKKEEPER | NA | |
| SIKKENGA, GERALD, DALE | I | MEMBER/ BOOKKEEPER | NA | |
| SIKKENGA, GERALD, DALE | I | MEMBER/ BOOKKEEPER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | MEMBER | NA | |
| STOKES, FORD, MCNEILL | I | MEMBER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | MEMBER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | SHAREHOLDER | NA | |
| STOKES, FORD, MCNEILL | I | MEMBER | NA | |
| STOKES, FORD, MCNEILL | I | MEMBER | NA | |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYLER, DANIELLE, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| VANWOERKOM, JOEL, GERALD | I | VP OF OPERATIONS | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WENK, JASON, ROBERT | I | EXECUTIVE DIRECTOR | NA | |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| WHELESS, DANIEL, RYAN | I | PRESIDENT | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| Ward, James, Walter | I | CHIEF PEOPLE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZAYED, NADIM, "DEAN" | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| BROOKSTONE CAPITAL MANAGEMENT LLC | DE | MEMBER | E | Control |
| WENK, JASON, ROBERT | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | |
| WENK, JASON, ROBERT | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | |
| WENK, JASON, ROBERT | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | |
| WENK, JASON, ROBERT | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | |
| WENK, JASON, ROBERT | I | PRESIDENT | D | |
| WENK, JASON, ROBERT | I | PRESIDENT | D | |
| WENK, JASON, ROBERT | I | PRESIDENT | D | |
| WENK, JASON, ROBERT | I | PRESIDENT | D | |
| WENK, JASON, ROBERT | I | PRESIDENT | D | |
| WENK, JASON, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | PRESIDENT | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| WENK, JASON, ROBERT | I | MANAGING MEMBER / EXECUTIVE DIRECTOR OF PRODUCT DEVELOPMENT / STRATEGIC CONSULTANT | C | Control |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | B | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | B | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRAIG, STEVEN, MONROE | I | MEMBER | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR | B | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR | B | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | B | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | B | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| ODOM, STEPHEN, WALKER | I | MEMBER | B | |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ PRESIDENT | B | Control |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRAIG, STEVEN, MONROE | I | SHAREHOLDER | A | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | A | |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ DIRECTOR OF CORPORATE BENEFITS | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| CRUMP, JASON, MICHAEL | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER (CEO) | A | Control |
| DAVIS, JOSHUA, DALE | I | DIRECTOR OF SALES / MANAGING MEMBER | A | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR OF SALES / MANAGING MEMBER | A | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR OF SALES / MANAGING MEMBER | A | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR OF BUSINESS DEVELOPMENT | A | |
| DAVIS, JOSHUA, DALE | I | DIRECTOR OF SALES / MANAGING MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| LESTER, ROBERT, MICHAEL | I | MEMBER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| ODOM, STEPHEN, WALKER | I | SHAREHOLDER | A | |
| SIKKENGA, GERALD, DALE | I | SECRETARY / MANAGING MEMBER | A | |
| SIKKENGA, GERALD, DALE | I | SECRETARY / MANAGING MEMBER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| SIKKENGA, GERALD, DALE | I | SECRETARY / MANAGING MEMBER | A | |
| SIKKENGA, GERALD, DALE | I | SECRETARY / MANAGING MEMBER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| SIKKENGA, GERALD, DALE | I | TREASURER | A | |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
| VANWOERKOM, JOEL, GERALD | I | MANAGING MEMBER/ DIRECTOR OF FINANCIAL PLANNING/SECRETARY | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL BCM, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| AL MARKETING, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | E | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
| ZAYED RIA, LLC | DE | BROOKSTONE CAPITAL MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Jan 31, 2025 REGISTERED
Notice Filings (51)
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Address
1745 S NAPERVILLE RDSUITE 200
WHEATON, IL 60189
United States
Phone: 630-653-1400