RICHARD BERNSTEIN ADVISORS LLC
CRD #153577 SEC #801-71501 NEW YORK, NY 212-692-4000
SEC Registered
Total AUM
$5B
Discretionary
$5B
Employees
30
Clients
0
Accounts
12,603
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 11, 2025
- Branch Offices
- 0
- LEI
- 2549008WHQ69DTACQ493
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLOOM, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER AND CO-PRESIDENT | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER AND CO-PRESIDENT | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER AND CO-PRESIDENT | NA | Control |
| BLOOM, DAVID, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| Contopoulos, Michael | I | DIRECTOR OF FIXED INCOME AND DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| Contopoulos, Michael | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| Contopoulos, Michael | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| Contopoulos, Michael | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| Contopoulos, Michael | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GOLDFARB, PHILIP, STEPHEN | I | DIRECTOR OF TRADING | NA | Control |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| GRISWOLD, FRANK, MATTHEW | I | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| KIRSCHNER, LISA | I | DIRECTOR OF RESEARCH AND CHAIRPERSON OF THE INVESTMENT COMMITTEE | NA | |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARRA, VINCENT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | DIRECTOR OF SALES & MARKETING AND CO-PRESIDENT | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | DIRECTOR OF SALES & MARKETING AND CO-PRESIDENT | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | DIRECTOR OF SALES & MARKETING AND CO-PRESIDENT | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF SALES & MARKETING | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, MICHAEL, HARRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| REAGAN, JOHN, RAYMOND | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SIMON, CHARLES, ROY | I | DIRECTOR OF TRADING | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | NA | Control |
| SUZUKI, DAN, JAMES | I | DEPUTY CHIEF INVESTMENT OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TARBEL, BARBARA | I | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOMASULO, BARBARA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERNSTEIN, RICHARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | E | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| BERNSTEIN, RICHARD, NMN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | D | Control |
| IM SQUARE HOLDING 7 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 7 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 7 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 7 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 7 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| IM SQUARE HOLDING 8 LLC | FE | MEMBER | C | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | B | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | B | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | B | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
| MCCOMBE, JOHN, JOSEPH | I | PRESIDENT AND DIRECTOR OF DISTRIBUTION | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| EURAZEO SE | FE | LEGENDRE HOLDING 36 | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 7 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 7 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 7 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 7 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 7 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 8 LLC | E | Control |
| IM SQUARE PARTNERS HOLDING | FE | IM SQUARE HOLDING 8 LLC | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| IM SQUARE SAS | FE | IM SQUARE PARTNERS HOLDING | E | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| LEGENDRE HOLDING 36 | FE | IM SQUARE SAS | D | Control |
| JC DECAUX HOLDING SAS | FE | EURAZEO SE | C | Control |
| JC DECAUX HOLDING SAS | FE | EURAZEO SE | C | Control |
| JC DECAUX HOLDING SAS | FE | EURAZEO SE | C | Control |
Registrations
Federal
IA
Sep 11, 2025 REGISTERED
Notice Filings (1)
NY
Address
1251 AVENUE OF THE AMERICASSUITE 4102
NEW YORK, NY 10020
United States
Phone: 212-692-4000