FIDUCIARY FIRST ADVISORS, LLC
CRD #153645 SEC #801-71390 WAUSAU, WI 715-848-8110
SEC Registered
Total AUM
$147.7M
Discretionary
$147.7M
Employees
3
Clients
101
Accounts
353
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| BATTERMAN, THOMAS, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| GEIGER, GREG, L | I | CCO | NA | Control |
| RACHU, ANITA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| RACHU, ANITA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| RACHU, ANITA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| RACHU, ANITA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUMMERS, HEATHER | I | PRESIDENT | NA | Control |
| SUMMERS, HEATHER | I | PRESIDENT | NA | Control |
| SUMMERS, HEATHER | I | PRESIDENT | NA | Control |
| SUMMERS, HEATHER | I | PRESIDENT | NA | Control |
| SUMMERS, HEATHER | I | PRESIDENT | NA | Control |
| SUMMERS, HEATHER, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMMERS, HEATHER, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMMERS, HEATHER, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMMERS, HEATHER, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMMERS, HEATHER, MARIE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
| WTC INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | VIGIL PARTNERS | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| BATTERMAN, THOMAS, WILLIAM | I | WTC, INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
| VIGIL PARTNERS | DE | WTC INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (4)
MI MN NE WI
Address
501 N THIRD STREETWAUSAU, WI 54403
United States
Phone: 715-848-8110