STRATEGIES INVESTMENT MANAGEMENT, LLC
CRD #153653 SEC #801-71413 DENVER, CO 303.926.9600
SEC Registered
Total AUM
$19.9M
Discretionary
$19.9M
Employees
1
Clients
1
Accounts
24
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALSETH, DAVID, MARTIN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HALSETH, DAVID, MARTIN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HALSETH, DAVID, MARTIN | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HALSETH, DAVID, MARTIN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HALSETH, DAVID, MARTIN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HALSETH, DAVID, MARTIN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
| GONNELLA, THOMAS, AMEDIO | I | MEMBER | C | Control |
Registrations
Federal
IA
Apr 2, 2012 REGISTERED
Notice Filings (1)
CO
Address
1900 WAZEE STSUITE 1535
DENVER, CO 80202
United States
Phone: 303.926.9600