SYNERGY FINANCIAL GROUP OF ARIZONA, LLC
CRD #153675 SEC #801-71423 SCOTTSDALE, AZ 480-264-6070
SEC Registered
Total AUM
$70.8M
Discretionary
$69.5M
Employees
6
Clients
101
Accounts
573
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, RICHARD, KELLY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RKS FINANCIAL, LLC | DE | MEMBER | B | |
| RKS FINANCIAL, LLC | DE | MEMBER | B | |
| RKS FINANCIAL, LLC | DE | MEMBER | B | |
| RKS FINANCIAL, LLC | DE | MEMBER | B | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A | |
| THORNTON, JENNA, RENEE | I | MEMBER | A |
Registrations
Federal
IA
Mar 1, 2012 REGISTERED
Notice Filings (2)
AZ TX
Address
8283 N. HAYDEN RD.SUITE 249
SCOTTSDALE, AZ 85258
United States
Phone: 480-264-6070