RENAISSANCE INVESTMENT GROUP, LLC
CRD #153679 SEC #801-71391 LENOX, MA 413-445-2481
SEC Registered
Total AUM
$636.1M
Discretionary
$619.4M
Employees
9
Clients
51
Accounts
556
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER, MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | NA | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER, DOO & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER, DOO & MANAGING DIRECTOR | NA | Control |
| HILCHEY, PAULA, MARY | I | CHIEF COMPLIANCE OFFICER, DOO & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | SENIOR ADMINISTRATOR & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| KILLEEN, LORI, JEANNE | I | CLIENT RELATIONS EXECUTIVE & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | PRESIDENT AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | PRESIDENT AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | PRESIDENT AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | PRESIDENT AND MANAGING DIRECTOR - FINANCIAL COUNSELING | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MALINOWSKI, THOMAS, EDWARD | I | FINANCIAL ADVISOR & MANAGING DIRECTOR | NA | Control |
| MAROTTA, RICHARD, M | I | MANAGER | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SMITH, HUDSON, ASHLEY | I | PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| SULLIVAN, PATRICK, JOHN | I | EXECUTIVE VICE PRESIDENT OF COMMERCIAL BANKING AND WEALTH MANAGEMENT | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | MANAGER-CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | MANAGER-CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | MANAGER-CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | MANAGER-CHIEF EXECUTIVE OFFICER | NA | Control |
| Silipigno, Christopher, Anthony | I | MANAGER-CHIEF EXECUTIVE OFFICER | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| VINCENT, REGINALD, PALMER | I | VICE PRESIDENT AND MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| BERKSHIRE BANK | DE | MANAGING MEMBER | E | Control |
| LEGACY BANKS | DE | MANAGING MEMBER | E | Control |
| LEGACY BANKS | DE | MANAGING MEMBER | E | Control |
| LEGACY BANKS | DE | MANAGING MEMBER | E | Control |
| LEGACY BANKS | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| SA CONCEPTS, LLC | DE | MANAGING MEMBER | E | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - CHIEF EXECUTIVE OFFICER | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
| FORBES, TREVOR, MALPAS | I | MANAGER - PRESIDENT & CIO | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| BERKSHIRE HILLS BANCORP, INC. | DE | BERKSHIRE BANK | F | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | F | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | F | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | F | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | F | Control |
| LEGACY BANCORP. | DE | LEGACY BANKS | F | Control |
| LEGACY BANCORP. | DE | LEGACY BANKS | F | Control |
| LEGACY BANCORP. | DE | LEGACY BANKS | F | Control |
| LEGACY BANCORP. | DE | LEGACY BANKS | F | Control |
| Silipigno, Christopher, Anthony | I | SA CONCEPTS, LLC | F | Control |
| Silipigno, Christopher, Anthony | I | SA CONCEPTS, LLC | F | Control |
| Silipigno, Christopher, Anthony | I | SA CONCEPTS, LLC | F | Control |
| Silipigno, Christopher, Anthony | I | SA CONCEPTS, LLC | F | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS, LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS WEALTH ENTERPRISES, LLC | E | Control |
| STRATOS WEALTH HOLDINGS, LLC | DE | STRATOS INTERMEDIATE HOLDCO I LLC | E | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
| FORBES, TREVOR, MALPAS | I | SA CONCEPTS, LLC | D | Control |
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