PLAN TO INVEST CAPITAL MANAGEMENT, INC.
CRD #153726 SEC #801-71427 GREENWOOD VILLAGE, CO 303-221-0949
SEC Registered
Total AUM
$30M
Discretionary
$25M
Employees
1
Clients
0
Accounts
240
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARTMANN, MICHAEL, KARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTMANN, MICHAEL, KARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| HARTMANN, MICHAEL, KARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| HARTMANN, MICHAEL, KARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| HARTMANN, MICHAEL, KARL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HARTMANN, MICHAEL, KARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| PANTER, JOHN, CHARLES | I | CHIEF OPERATIONS OFFICER | D | Control |
| PANTER, JOHN, CHARLES | I | CHIEF OPERATIONS OFFICER | D | Control |
| PANTER, JOHN, CHARLES | I | CHIEF OPERATIONS OFFICER | D | Control |
| PANTER, JOHN, CHARLES | I | CHIEFEXECUTIVE OFFICER/CHIEF OPERATIONS OFFICER | D | Control |
| PANTER, JOHN, CHARLES | I | CHIEF OPERATIONS OFFICER | D | Control |
Registrations
Federal
IA
Mar 8, 2012 REGISTERED
Notice Filings (1)
CO
Address
8400 E. CRESCENT PARKWAYSUITE 320
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-221-0949