AGF INVESTMENTS LLC
Legal name: AGF INVESTMENTS
CRD #153781 SEC #801-71685 BOSTON, MA 617-292-9804
SEC Registered
Total AUM
$2.8B
Discretionary
$2.3B
Employees
18
Clients
0
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- May 27, 2025
- Branch Offices
- 0
- LEI
- 549300WQI1HX36T8P037
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| ADAMS, MARK, WILLIAM | I | CORPORATE SECRETARY | NA | |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BASARABA, ADRIAN, DMITRO | I | DIRECTOR | NA | Control |
| BLOCK, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLOCK, RICHARD, LEWIS | I | CHIEF MARKETING OFFICER | NA | |
| BLOCK, RICHARD, LEWIS | I | CHIEF MARKETING OFFICER | NA | |
| BLOCK, RICHARD, LEWIS | I | CHIEF MARKETING OFFICER | NA | |
| BLOCK, RICHARD, LEWIS | I | DIRECTOR | NA | |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | CHIEF INVESTMENT OFFICER | NA | |
| DEROCHE, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT, HEAD OF QUANTITATIVE INVESTING | NA | |
| DEROCHE, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT, HEAD OF QUANTITATIVE INVESTING | NA | |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| GOLDRING, JUDITH, GAIL | I | DIRECTOR/CHAIR OF THE BOARD | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| HENDRICKSON, DAMION, JEREMY | I | MANAGING DIRECTOR | NA | Control |
| JUSTASON, HEATHER, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| LEE, PHILIP | I | PORTFOLIO MANAGER | NA | |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, RONALD, CHARLES | I | PORTFOLIO MANAGER | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MCCREADIE, KEVIN, ANDREW | I | DIRECTOR | NA | Control |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, ALBERT, ASHOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| QUINN, JENNIFER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUINN, JENNIFER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHWARTZ, JENNIFER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZ, JENNIFER | I | CHIEF COMPLIANCE OFFICER | NA | |
| TSANG, KEN, SIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TSANG, KEN, SIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAHL, HEATHER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | DIRECT OWNER | E | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| AGF QUANTITATIVE ADVISORS, INC. | FE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DKM LLC | DE | MEMBER | D | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | C | Control |
| KARUNAKARAN, KISHORE, L | I | PRESIDENT AND CHIEF OPERATING OFFICER | C | Control |
| KARUNAKARAN, KISHORE, L | I | PRESIDENT AND CHIEF OPERATING OFFICER | C | Control |
| KARUNAKARAN, KISHORE, L | I | PRESIDENT AND CHIEF OPERATING OFFICER | C | Control |
| KARUNAKARAN, KISHORE, L | I | PRESIDENT AND CHIEF OPERATING OFFICER | C | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | C | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | C | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | C | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | C | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| DEROCHE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | B | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | B | Control |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | B | Control |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| TTCER PARTNERS LLC | DE | MEMBER | B | |
| BLOCK, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BLOCK, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| CAREY, WILLIAM, CHARLES | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | A | Control |
| LEE, PHILIP | I | CHIEF TECHNOLOGY OFFICER | A | Control |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| M/C VENTURE INVESTORS, LLC | DE | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | A | Control |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | CHIEF FINANCIAL OFFICER | A | Control |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| MARTIN, RONALD, CHARLES | I | MEMBER | A | |
| TTCER PARTNERS LLC | DE | MEMBER | A | |
| TTCER PARTNERS LLC | DE | MEMBER | A | |
| TTCER PARTNERS LLC | DE | MEMBER | A | |
| TTCER PARTNERS LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| AGF MANAGEMENT LTD | FE | AGF QUANTITATIVE ADVISORS, INC. | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING CAPITAL CORPORATION | FE | AGF MANAGEMENT LTD | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| GOLDRING, BLAKE, CHARLES | I | BCG HOLDING CORPORATION | E | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| BCG HOLDING CORPORATION | FE | GOLDRING CAPITAL CORPORATION | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| DEROCHE, WILLIAM, HENRY | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| MARTIN, RONALD, CHARLES | I | DKM LLC | D | Control |
| WILLIAM H. DEROCHE, JR. | DE | DKM LLC | D | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
| WADE, JAMES, FRANCIS | I | M/C VENTURE INVESTORS, LLC | C | Control |
Registrations
Federal
IA
May 27, 2025 REGISTERED
Notice Filings (1)
MA
Address
99 HIGH STREETSUITE 2802
BOSTON, MA 02110
United States
Phone: 617-292-9804