VII PEAKS CAPITAL LLC
CRD #153825 SEC #801-71553 SANTA MONICA, CA (415) 983-0127
SEC Registered Private Funds Disclosures
Total AUM
$27.6M
Discretionary
$27.6M
Employees
1
Clients
--
Accounts
3
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 22, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BALBUENA, MILTON, RAFAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DONCHESKI, JOSEPH, MARTIN | I | COO AND CFO | NA | Control |
| DROBENAIRE, H JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DROBENAIRE, H JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FANG, QUINLAN, DON LEE | I | MANAGING MEMBER | NA | Control |
| FANG, QUINLAN, DON LEE | I | PARTNER | NA | Control |
| FANG, QUINLAN, DON LEE | I | MANAGING MEMBER | NA | Control |
| FANG, QUINLAN, DON LEE | I | MANAGING MEMBER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALERA, RUDOLPH, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALERA, RUDOLPH, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF OPERATING OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACDONALD, MICHELLE, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVA, EMILY, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYRE, DOUGLAS, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | E | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | E | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | E | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER/CCO | E | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| CHANDHOKE, GURPREET, SINGH | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | C | Control |
| GIROH, RADHAKRISHNAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING PARTNER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING PARTNER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MANAGING MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MEMBER | C | Control |
| SHEA, STEPHEN, FITZGERALD | I | MEMBER | C | Control |
| FANG, QUINLAN, DON LEE | I | MEMBER | A | Control |
| FANG, QUINLAN, DON LEE | I | MEMBER | A | Control |
| FANG, QUINLAN, DON LEE | I | MEMBER | A | Control |
| FANG, QUINLAN, DON LEE | I | MEMBER | A | Control |
| FANG, QUINLAN, DON LEE | I | MEMBER | A | Control |
| SHAH, BHAVIN, B | I | OWNER | A | |
| SHAH, BHAVIN, B | I | DIRECTOR | A | Control |
| SHAH, BHAVIN, B | I | OWNER | A | |
| SHAH, BHAVIN, B | I | OWNER | A | |
| SHAH, BHAVIN, B | I | OWNER | A | |
| SHAH, BHAVIN, B | I | OWNER | A | |
| SHAH, BHAVIN, B | I | OWNER | A |
Registrations
Federal
IA
Jun 22, 2021 REGISTERED
Notice Filings (1)
CA
Address
1431 OCEAN AVENUE1602
SANTA MONICA, CA 90401
United States
Phone: (415) 983-0127