LIFESTEPS FINANCIAL, INC.
Legal name: LIFESTEPS FINANCIAL
CRD #153852 SEC #801-71544 CLAREMONT, CA 909-267-3770
SEC Registered
Total AUM
$374.6M
Discretionary
$293.3M
Employees
8
Clients
251
Accounts
804
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, & CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | D | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | D | Control |
| FORD, HENRY, MILTON | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | D | Control |
| GRAHAM, JOHN, MARTIN | I | PRINCIPAL, CEO | D | Control |
| GRAHAM, JOHN, MARTIN | I | PRINCIPAL, CEO | D | Control |
| GRAHAM, JOHN, MARTIN | I | PRINCIPAL, CEO | D | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (5)
AZ CA MO TN TX
Address
250 WEST FIRST STREETSUITE 248
CLAREMONT, CA 91711
United States
Phone: 909-267-3770