ASHTON THOMAS PRIVATE WEALTH, LLC
Legal name: ASHTON THOMAS PRIVATE WEALTH
CRD #153902 SEC #801-71512 SCOTTSDALE, AZ 602-732-4745
SEC Registered
Total AUM
$4.1B
Discretionary
$4B
Employees
114
Clients
11
Accounts
6,733
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 4, 2025
- Branch Offices
- 25
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWMAN, CHRISTOPHER, JOHN | I | PRINCIPAL | NA | Control |
| BRODT, AARON, PAUL | I | PRINCIPAL | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | INTERIM CCO | NA | Control |
| BRODT, AARON, PAUL | I | INTERIM CCO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| BRODT, AARON, PAUL | I | CEO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Bloudek, Erica | I | COO | NA | Control |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | CHIEF OPERATING OFFICER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| ESCHE, JAY, ELWOOD | I | CCO | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FOLEY, PATRICK, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | |
| GARCIA, PEGGY, JOLEN | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | |
| GARCIA, PEGGY, JOLEN | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARCIA, PEGGY, JOLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| GORNEY, DRINAN, J. | I | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL | NA | Control |
| HALVOSA, JAMES, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANG, ERICA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MENTIS, WILLIAM, SPIRO | I | PRINCIPAL | NA | Control |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| Schlanger, Cynthia-Elaine, Leal | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| ASHTON THOMAS MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
| GENTRY MANAGEMENT LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| HANA HOLDINGS, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | DE | ARAX BUSINESS TRUST | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| WEALTHVISION, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | F | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX BUSINESS TRUST | DE | ARAX INVESTMENT PARTNERS, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX INVESTMENT PARTNERS, LLC | DE | ARAX MIDCO, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| ARAX MIDCO, LLC | DE | ARAX WEALTH MANAGEMENT, LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | E | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| ARAX WEALTH MANAGEMENT, LLC | DE | ASHTON THOMAS MANAGEMENT LLC | D | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BOWMAN, CHRISTOPHER, JOHN | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | ASHTON THOMAS MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| BRODT, AARON, PAUL | I | GENTRY MANAGEMENT LLC | C | Control |
| MENTIS, WILLIAM, SPIRO | I | GENTRY MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Dec 4, 2025 REGISTERED
Notice Filings (39)
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