ALPHA ARCHITECT, LLC

Legal name: ALPHA ARCHITECT

CRD #153905 SEC #801-71697 NEWTOWN SQUARE, PA +1.215.882.9983

SEC Registered

Total AUM

$7.3B

Discretionary

$7.3B

Employees

Clients

Accounts

172

Firm Details

Organization Type: Limited Liability Company
State of Formation: Pennsylvania
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 12, 2025
Branch Offices: 0
LEI: 5493004OW9VWINAYRX18

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
CLEARY, PATRICK, RUSSELL	I	CHIEF OPERATIONS OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GRAY, WESLEY, ROBERT	I	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	NA	Control
KANNER, CARLTON, HARRINGTON	I	MEMBER	NA
Koepke, Brandon, Dale	I	DIRECTOR, T&E	NA
Koepke, Brandon, Dale	I	DIRECTOR, T&E	NA
Koepke, Brandon, Dale	I	DIRECTOR, T&E	NA
Koepke, Brandon, Dale	I	DIRECTOR, T&E	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA
Koepke, Brandon, Dale	I	DIRECTOR, T&E	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
Koepke, Brandon, Dale	I	DIRECTOR, TRADING AND EXECUTION	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEIGHTY, JESSICA, DAWN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
SONG, XIN	I	MANAGING MEMBER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	NA	Control
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	NA
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION	NA
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION	NA
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	OWNER	E	Control
EMPIRICAL FINANCE, LLC	DE	OWNER	E	Control
EMPIRICAL FINANCE, LLC	DE	OWNER (100%)	E	Control
EMPIRICAL FINANCE, LLC	DE	OWNER	E	Control
EMPIRICAL FINANCE, LLC	DE	OWNER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
EMPIRICAL FINANCE, LLC	DE	MEMBER	E	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, R	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	D	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	D	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGER	D	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER	D	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING MEMBER	D	Control
GRAY, WESLEY, ROBERT	I	CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING MEMBER	D	Control
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	C
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
GRAY, WESLEY, ROBERT	I	EXECUTIVE MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	C	Control
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER/CCO	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
FOULKE, DAVID, PARDEE	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
GRAY, CLIFFORD, TODD	I	MANAGING MEMBER	B
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER/CCO	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER/CCO	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KANNER, CARLTON, HARRINGTON	I	MANAGING MEMBER	B	Control
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
KERN, ANDREW, EDDY	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	B
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER	B
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER, MANAGING MEMBER	B
VOGEL, JOHN, ROBERT	I	CHIEF FINANCIAL OFFICER, MANAGING MEMBER	B
WANG, TAO	I	MANAGING MEMBER	B
WANG, TAO	I	MANAGING MEMBER	B
WANG, TAO	I	MANAGING MEMBER	B
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	B
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION	B
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION, MANAGING MEMBER	B
WANG, TAO	I	DIRECTOR, TRADING AND EXECUTION, MANAGING MEMBER	B
BABULAK FAMILY TRUST	DE	REVOCABLE TRUST	A
BABULAK FAMILY TRUST	DE	MEMBER, EMPIRICAL FINANCE	A
BABULAK FAMILY TRUST	DE	MEMBER, EMPIRICAL FINANCE	A
BABULAK FAMILY TRUST	DE	MEMBER, EMPIRICAL FINANCE	A
BABULAK FAMILY TRUST	DE	MEMBER, EMPIRICAL FINANCE	A
BABULAK, DAVID, MICHAEL	I	MEMBER / TRUSTEE	A
BABULAK, DAVID, MICHAEL	I	MEMBER, EMPIRICAL FINANCE	A
BABULAK, DAVID, MICHAEL	I	MEMBER, EMPIRICAL FINANCE	A
BABULAK, DAVID, MICHAEL	I	MEMBER, EMPIRICAL FINANCE	A
BABULAK, DAVID, MICHAEL	I	MEMBER, EMPIRICAL FINANCE	A
Babulak, Lien	I	MEMBER / TRUSTEE	A
Babulak, Lien	I	MEMBER, EMPIRICAL FINANCE	A
Babulak, Lien	I	MEMBER, EMPIRICAL FINANCE	A
Babulak, Lien	I	MEMBER, EMPIRICAL FINANCE	A
Babulak, Lien	I	MEMBER, EMPIRICAL FINANCE	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	MANAGING MEMBER / CCO	A
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	A
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER	A
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	A
CLEARY, PATRICK, RUSSELL	I	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
WANG, TAO	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	MANAGING MEMBER	A
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION	A
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION	A
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION, MANAGING MEMBER	A
XU, YANG	I	DIRECTOR, TRADING AND EXECUTION, MANAGING MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK FAMILY TRUST	DE	EMPIRICAL FINANCE, LLC	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
BABULAK, DAVID, MICHAEL	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
Babulak, Lien	I	BABULAK FAMILY TRUST	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
CLEARY, PATRICK, RUSSELL	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
VOGEL, JOHN, ROBERT	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
WANG, TAO	I	EMPIRICAL FINANCE, LLC	F
XU, YANG	I	EMPIRICAL FINANCE, LLC	F
XU, YANG	I	EMPIRICAL FINANCE, LLC	F
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control
GRAY, WESLEY, ROBERT	I	EMPIRICAL FINANCE, LLC	D	Control

Registrations

Federal

Aug 12, 2025 REGISTERED

Notice Filings (26)

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