INSTITUTIONAL INVESTOR ADVISERS, INC.
CRD #153920 SEC #801-71574 VENICE, FL 941-493-3600
SEC Registered
Total AUM
$39.9M
Discretionary
$0
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVRIES, MARCIA, L. | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, MARC, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, MARC, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, MARC, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, MARC, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| THACKER, JR., H., LEE | I | DIRECTOR | NA | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT/100% OWNER OF REGISTRANT | E | |
| TRUST COMPANIES OF AMERICA, INC. | DE | CORPORATE PARENT | E | |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT / DIRECTOR / INTERIM CCO | B | Control |
| CALDWELL, ROLAND, "KELLY" | I | PRESIDENT/DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CALDWELL TRUST, ROLAND, G. | I | TRUST COMPANIES OF AMERICA, INC. | C | |
| CALDWELL TRUST, ROLAND, G. | I | TRUST COMPANIES OF AMERICA, INC. | C | |
| CALDWELL TRUST, ROLAND, G. | I | TRUST COMPANIES OF AMERICA, INC. | C | |
| CALDWELL, ROLAND, "KELLY" | I | TRUST COMPANIES OF AMERICA, INC. | C | Control |
| CALDWELL, ROLAND, "KELLY" | I | TRUST COMPANIES OF AMERICA, INC. | C | Control |
| CALDWELL, ROLAND, "KELLY" | I | TRUST COMPANIES OF AMERICA, INC. | C | Control |
| CALDWELL, ROLAND, "KELLY" | I | TRUST COMPANIES OF AMERICA, INC. | C | Control |
Registrations
Federal
IA
Mar 7, 2016 REGISTERED
Notice Filings (1)
FL
Address
1400 CENTER ROADVENICE, FL 34292
United States
Phone: 941-493-3600