MCC ADVISORS LLC
CRD #153968 SEC #801-71515 NEW YORK, NY 212-759-0777
SEC Registered
Total AUM
$431.8M
Discretionary
$431.8M
Employees
64
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ALLORTO, RICHARD, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAVANAUGH, BRIAN, JOHN | I | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER | NA | Control |
| FENTRESS, ANDREW, DODD | I | MANAGER OF MOF II MANAGEMENT LLC (RELYING ADVISER) | NA | |
| FENTRESS, ANDREW, DODD | I | MANAGER OF MEDLEY CAPITAL LLC (RELYING ADVISER) | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICKS, JOHN, DONNAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| TAUBE, BROOK, BULGER | I | MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER OF MOF II MANAGEMENT LLC (RELYING ADVISER) | NA | |
| TAUBE, BROOK, BULGER | I | MANAGER OF MEDLEY CAPITAL LLC (RELYING ADVISER) | NA | |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, BROOK, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER OF MOF II MANAGEMENT LLC (RELYING ADVISER) | NA | |
| TAUBE, SETH, BULGER | I | MANAGER OF MEDLEY CAPITAL LLC (RELYING ADVISER) | NA | |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TAUBE, SETH, BULGER | I | MANAGER | NA | Control |
| TONKEL, JEFFREY, BENNETT | I | MANAGER | NA | Control |
| TONKEL, JEFFREY, BENNETT | I | MANAGER | NA | Control |
| TONKEL, JEFFREY, BENNETT | I | MANAGER | NA | Control |
| TONKEL, JEFFREY, BENNETT | I | MANAGER | NA | Control |
| MEDLEY CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| MEDLEY CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| MEDLEY CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| MEDLEY CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER OF MOF II MANAGEMENT LLC (RELYING ADVISER) | E | |
| MEDLEY LLC | DE | MEMBER OF MEDLEY CAPITAL LLC (RELYING ADVISER) | E | |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
| MEDLEY LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| MEDLEY MANAGEMENT INC. | DE | MEDLEY LLC | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, BROOK, BULGER | I | BROOK TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| TAUBE, SETH, BULGER | I | SETH & ANGIE TAUBE TRUST | F | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| FENTRESS, ANDREW, DODD | I | WINDSOR ADVISORS LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| SCHWARTZ, BERNARD, LEON | I | SMH PARTNERS, LLC | E | Control |
| T3 GROUP LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY LLC | D | Control |
| T3 GROUP LLC | DE | MEDLEY LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | D | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| BROOK TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SETH AND ANGIE TAUBE TRUST | DE | MEDLEY LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY LLC | C | Control |
| SMH PARTNERS LLC | DE | MEDLEY LLC | C | Control |
| TAUBE, BROOK, BULGER | I | T3 GROUP LLC | C | Control |
| TAUBE, SETH, BULGER | I | T3 GROUP LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY CAPITAL HOLDINGS LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY LLC | C | Control |
| WINDSOR ADVISORS LLC | DE | MEDLEY LLC | C | Control |
Registrations
Federal
IA
May 15, 2020 REGISTERED
Notice Filings (2)
CA NY
Address
280 PARK AVENUE6TH FLOOR EAST
NEW YORK, NY 10017
United States
Phone: 212-759-0777