RAUB BROCK CAPITAL MANAGEMENT, LP
CRD #153994 SEC #801-71732 LARKSPUR, CA 415-927-6990
SEC Registered
Total AUM
$3.2B
Discretionary
$488.3M
Employees
9
Clients
11
Accounts
7,179
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPPAY, WENDY, JEANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER AND PORTFOLIO MANAGER | E | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| ALPERT, RICHARD, HENRY | I | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | C | Control |
| DIVIDEND GROWTH ADVOCATES, INC. | DE | LIMITED PARTNER | B | |
| DIVIDEND GROWTH ADVOCATES, INC. | DE | LIMITED PARTNER | B | |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | B | Control |
| RAUB, DAVID, WRIGHT | I | LIMITED PARTNER, PORTFOLIO MANAGER | B | Control |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | LIMITED PARTNER | A | |
| RAUB BROCK CAPITAL MANAGEMENT, INC. | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A | |
| RAUB-ALPERT HOLDINGS, LLC | DE | GENERAL PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | E | |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | DIVIDEND GROWTH ADVOCATES, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | DIVIDEND GROWTH ADVOCATES, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| RAUB, DAVID, WRIGHT | I | RAUB BROCK CAPITAL MANAGEMENT, INC. | E | Control |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | D | |
| ALPERT, RICHARD, HENRY | I | RAUB-ALPERT HOLDINGS, LLC | D | |
| RAUB, DAVID, WRIGHT | I | RAUB-ALPERT HOLDINGS, LLC | D | Control |
| RAUB, DAVID, WRIGHT | I | RAUB-ALPERT HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Nov 17, 2025 REGISTERED
Notice Filings (16)
AZ CA CO CT FL IL LA MA NH NJ NM NY PA SC TX VA
Address
700 LARKSPUR LANDING CIRCLESUITE 240
LARKSPUR, CA 94939
United States
Phone: 415-927-6990