PROFESSIONAL FINANCIAL MANAGEMENT, INC.
CRD #154016 SEC #801-135207 APPLETON, WI 920-687-2600
SEC Registered
Total AUM
$103.2M
Discretionary
$90M
Employees
5
Clients
101
Accounts
648
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| REZEK, KIRT, DOUGLAS | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | C | Control |
| SWAIN, DONALD, ALLEN | I | VICE PRESIDENT | C | Control |
| VANDERLINDEN, MARK, JOHN | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Dec 19, 2025 REGISTERED
Notice Filings (2)
TX WI
Address
W6184 AEROTECH DRIVESUITE A
APPLETON, WI 54914
United States
Phone: 920-687-2600