SMITH FINANCIAL INVESTMENT ADVISORS, INC.
CRD #154022 SEC #801-71492 KOKOMO, IN 765-459-4111
SEC Registered
Total AUM
$378M
Discretionary
$265.3M
Employees
5
Clients
251
Accounts
613
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, AARON, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
| SMITH, RICHARD, ALLEN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
FL IN TN
Address
1830 S. PLATE ST.KOKOMO, IN 46902
United States
Phone: 765-459-4111