ADVANCED PRACTICE ADVISORS, LLC
CRD #154084 SEC #801-71514 LA QUINTA, CA 760.564.0112
SEC Registered
Total AUM
$21.2M
Discretionary
$21.2M
Employees
2
Clients
0
Accounts
88
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 23, 2018
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSGOOD, DANIEL, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | NA | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | NA | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | NA | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | NA | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| ROCHE, ROBERT, JAMES | I | CCO | NA | |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| SPITZER, PAUL, CURTIS | I | CCO | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| CONCERT WM SAN DIEGO, INC. | DE | MEMBER | E | Control |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | DE | FAMILY TRUST | E | |
| SPITZER, PAUL, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| BROWN, MARYBETH | I | MARKET MANAGER | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO, CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO, CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO, CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO, CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CEO, CCO | D | Control |
| SPITZER, PAUL, CURTIS | I | CCO | D | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| CONCERT WEALTH MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| DCO ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| INDEVIA ACCOUNTING INCORPORATION | DE | MEMBER | C | Control |
| INDEVIA ACCOUNTING INCORPORATION | DE | MEMBER | C | Control |
| INDEVIA ACCOUNTING INCORPORATION | DE | MEMBER | C | Control |
| INDEVIA ACCOUNTING INCORPORATION | DE | MEMBER | C | Control |
| INDEVIA ACCOUNTING INCORPORATION | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
| TATE ASSET MANAGEMENT, INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| OSGOOD, DANIEL, CRAIG | I | DCO ASSET MANAGEMENT, INC. | E | Control |
| PURKAYASTHA, DEV | I | INDEVIA ACCOUNTING INCORPORATION | E | Control |
| PURKAYASTHA, DEV | I | INDEVIA ACCOUNTING INCORPORATION | E | Control |
| PURKAYASTHA, DEV | I | INDEVIA ACCOUNTING INCORPORATION | E | Control |
| PURKAYASTHA, DEV | I | INDEVIA ACCOUNTING INCORPORATION | E | Control |
| PURKAYASTHA, DEV | I | INDEVIA ACCOUNTING INCORPORATION | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WEALTH MANAGEMENT, INC. | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | CONCERT WM SAN DIEGO | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER AND MARYBETH BROWN LIVING TRUST | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| TATE, CHRISTOPHER, ALAN | I | TATE ASSET MANAGEMENT, INC. | E | Control |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| BROWN, MARYBETH | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
| SPITZER, PAUL, CURTIS | I | PAUL C. SPITZER & MARYBETH BROWN FAMILY TRUST DTD 8/9/2013 | D | Control |
Registrations
Federal
IA
Aug 23, 2018 REGISTERED
Notice Filings (10)
AZ CA FL IL OH PA SD TX UT WA
Address
78010 MAIN STREETSUITE 201
LA QUINTA, CA 92253
United States
Phone: 760.564.0112