TMFS-WICHITA, LLC
Legal name: THE MUTUAL FUND STORE
CRD #154166 SEC #801-71555 WICHITA, KS (316)260-5200
SEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
Employees
5
Clients
0
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | NA | Control |
| ROPER, JEFF, LINK | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | E | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| ROPER, JEFF, LINK | I | MANAGING MEMBER | D | Control |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| KOELLING, CHARLES, WILLIAM | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WARN, MATTHEW, PAUL | I | MEMBER | B | |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
| WOLFORD, THOMAS, SCOTT | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SENIOR INVESTMENT ADVISOR | A | Control |
Registrations
Federal
IA
Mar 14, 2011 REGISTERED
Notice Filings (1)
KS
Address
9747 E. 21ST STREET NORTHSUITE 123
WICHITA, KS 67206
United States
Phone: (316)260-5200